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LCM
Advent/Claymore Enhanced Gth & F
Delisted
LCM was delisted on the 24th of August, 2018.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 26 |
LTFS
26
Ladenburg Thalmann Financial Services
Miami,
Florida
| $23K | +$23.5K | +2,560 | New |
|
| 27 |
PAM
27
Panagora Asset Management
Boston,
Massachusetts
| $18K | +$18.3K | +2,000 | New |
|
| 28 |
28
UBS Group
Zurich,
Switzerland
| $17K | +$17.9K | +1,949 | New |
|
| 29 |
NPC
29
National Planning Corporation
El Segundo,
California
| $9.15K | +$9.37K | +1,022 | New |
|
| 30 |
RIA
30
Regal Investment Advisors
Kentwood,
Michigan
| $3K | – | – | – |
|
| 31 |
MAA
31
Managed Account Advisors
Jersey City,
New Jersey
| $1K | +$523 | +57 | New |
|
| 32 |
32
Invesco
Atlanta,
Georgia
| – | -$725K | -76,390 | Closed |
|
| 33 |
VKH
33
Virtu KCG Holdings
New York
| – | -$331K | -34,899 | Closed |
|
| 34 |
WAM
34
Wolverine Asset Management
Chicago,
Illinois
| – | -$205K | -21,675 | Closed |
|
| 35 |
35
Citigroup
New York
| – | -$64.6K | -7,040 | -100% |
|
| 36 |
36
Ameriprise
Minneapolis,
Minnesota
| – | -$57K | -6,000 | Closed |
|
| 37 |
HI
37
Hudock Inc
Williamsport,
Pennsylvania
| – | -$31K | -3,244 | Closed |
|
| 38 |
38
Envestnet Asset Management
Chicago,
Illinois
| – | -$9K | -982 | Closed |
|