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LCM
Advent/Claymore Enhanced Gth & F
Delisted
LCM was delisted on the 24th of August, 2018.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 26 |
26
Royal Bank of Canada
Toronto,
Ontario, Canada
| $52K | +$6.83K | +676 | +14% |
|
| 27 |
HI
27
Hudock Inc
Williamsport,
Pennsylvania
| $31K | – | – | – |
|
| 28 |
28
Envestnet Asset Management
Chicago,
Illinois
| $9K | +$9.93K | +982 | New |
|
| 29 |
GSC
29
Ground Swell Capital
Folly Beach,
South Carolina
| $3K | +$3.08K | +305 | New |
|
| 30 |
RIA
30
Regal Investment Advisors
Kentwood,
Michigan
| $3K | +$3.29K | +325 | New |
|
| 31 |
BI
31
Bulldog Investors
Saddle Brook,
New Jersey
| – | -$1.06M | -102,797 | Closed |
|
| 32 |
TJHA
32
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| – | -$165K | -15,993 | Closed |
|
| 33 |
RCM
33
Robinson Capital Management
Grosse Pointe Farms,
Michigan
| – | -$126K | -12,500 | Closed |
|
| 34 |
BBPWM
34
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| – | -$10K | -1,000 | Closed |
|
| 35 |
TRCT
35
Tower Research Capital (TRC)
New York
| – | -$1K | -100 | Closed |
|