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State Street SPDR S&P Regional Banking ETF

208 hedge funds and large institutions have $2.51B invested in State Street SPDR S&P Regional Banking ETF in 2014 Q1 according to their latest regulatory filings, with 41 funds opening new positions, 63 increasing their positions, 67 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

52% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 27

7% more funds holding

Funds holding: 194208 (+14)

0.69% less ownership

Funds ownership: 92.62%91.93% (-0.69%)

6% less repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 67

7% less capital invested

Capital invested by funds: $2.7B → $2.51B (-$195M)

25% less funds holding in top 10

Funds holding in top 10: 129 (-3)

58% less call options, than puts

Call options by funds: $65.2M | Put options by funds: $154M

Holders
208
Holders Change
+14
Holders Change %
+7.22%
% of All Funds
6.01%
Holding in Top 10
9
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-25%
% of All Funds
0.26%
New
41
Increased
63
Reduced
67
Closed
27
Calls
$65.2M
Puts
$154M
Net Calls
-$89.2M
Net Calls Change
+$98.6M
Name Holding Trade Value Shares
Change
Change in
Stake
HT
76
HAP Trading
New York
$2.27M +$1.7M +42,600 +346%
RJA
77
Raymond James & Associates
Florida
$2.2M -$1.15M -28,795 -35%
Cambridge Investment Research Advisors
78
Cambridge Investment Research Advisors
Iowa
$2.19M -$5.89K -148 -0.3%
Commonwealth Equity Services
79
Commonwealth Equity Services
Massachusetts
$2.08M -$2M -50,109 -50%
UCFA
80
United Capital Financial Advisors
Texas
$2M +$880K +22,100 +84%
PP
81
Patten & Patten
Tennessee
$1.93M +$30.9K +775 +2%
BCI
82
Brinker Capital Investments
Pennsylvania
$1.9M
SI
83
Standard Investments
New York
$1.9M +$1.83M +45,953 New
OC
84
Oppenheimer & Co
New York
$1.85M +$754K +18,929 +74%
DS
85
DRW Securities
Illinois
$1.85M +$1.78M +44,600 New
PNC Financial Services Group
86
PNC Financial Services Group
Pennsylvania
$1.81M +$2.79K +70 +0.2%
SI
87
Stephens Inc
Arkansas
$1.77M -$16.1K -405 -0.9%
Stifel Financial
88
Stifel Financial
Missouri
$1.73M +$1.66M +41,785 New
NAM
89
NTV Asset Management
West Virginia
$1.66M
GI
90
GAMCO Investors
Connecticut
$1.66M
B
91
Baird
Wisconsin
$1.63M +$1.57M +39,368 New
PWM
92
ParenteBeard Wealth Management
Pennsylvania
$1.61M +$229K +5,740 +17%
SSB
93
Sandy Spring Bank
Maryland
$1.55M +$25.9K +650 +2%
AAS
94
Annex Advisory Services
Wisconsin
$1.55M -$142K -3,558 -9%
Two Sigma Investments
95
Two Sigma Investments
New York
$1.53M -$6.74M -169,099 -82%
AP
96
Advisors Preferred
Maryland
$1.52M -$681K -17,107 -32%
BlackRock
97
BlackRock
New York
$1.48M
CC
98
Columbia Capital
California
$1.45M +$1.43M +35,800 New
FMWA
99
Forvis Mazars Wealth Advisors
Missouri
$1.3M +$150K +3,772 +14%
HSBC Holdings
100
HSBC Holdings
United Kingdom
$1.27M +$139K +3,500 +13%

KRE Hedge Fund Activity: Q1 2014 in Review

208 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Regional Banking ETF (KRE) for Q1 2014, worth a combined $2.51B — down 7.2% from $2.7B a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new KRE positions and 27 closed out — a net gain of 14 holders — while 63 added to existing stakes and 67 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $72.1M. The largest seller was Marketfield Asset Management, exiting entirely with an estimated $323M sold.

  • 208 institutional investors held State Street SPDR S&P Regional Banking ETF (KRE) as of Q1 2014, up from 194 in Q4 2013.
  • Funds reported $2.51B of State Street SPDR S&P Regional Banking ETF stock for Q1 2014, down 7.2% quarter-over-quarter.
  • 41 funds opened new State Street SPDR S&P Regional Banking ETF positions in Q1 2014 and 27 closed out, a net change of +14 holders.
  • The largest State Street SPDR S&P Regional Banking ETF buyer in Q1 2014 was Goldman Sachs, an estimated $72.1M added.
  • The largest State Street SPDR S&P Regional Banking ETF seller in Q1 2014 was Marketfield Asset Management, an estimated $323M sold.

Based on aggregated 13F filings for Q1 2014.