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Korea Fund

Name Holding Trade Value Shares
Change
Change in
Stake
City of London Investment Management
1
City of London Investment Management
United Kingdom
$81.1M +$2.59M +67,206 +3%
Lazard Asset Management
2
Lazard Asset Management
New York
$40.2M -$2.94M -76,130 -7%
1607 Capital Partners
3
1607 Capital Partners
Virginia
$18.8M +$234K +6,077 +1%
Wells Fargo
4
Wells Fargo
California
$7.27M +$981K +25,420 +15%
Gramercy Funds Management
5
Gramercy Funds Management
Connecticut
$2.18M +$371K +9,612 +20%
STRS Ohio
6
STRS Ohio
Ohio
$1.5M – – –
Thomas J. Herzfeld Advisors
7
Thomas J. Herzfeld Advisors
Florida
$1.24M +$11.6K +300 +0.9%
Morgan Stanley
8
Morgan Stanley
New York
$577K -$650K -16,854 -52%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$386K – – –
Pictet Bank & Trust
10
Pictet Bank & Trust
Bahamas
$337K +$346K +8,970 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$241K -$22.7K -589 -8%
First Wilshire Securities Management
12
First Wilshire Securities Management
California
$241K – – –
Bank of America
13
Bank of America
North Carolina
$175K – – –
UBS Group
14
UBS Group
Switzerland
$146K +$151K +3,912 New
Creative Planning
15
Creative Planning
Kansas
$58K +$7.33K +190 +14%
SignatureFD
16
SignatureFD
Georgia
$19K – – –
Edge Wealth Management
17
Edge Wealth Management
New York
$17K – – –
MYCIO Wealth Partners
18
MYCIO Wealth Partners
Pennsylvania
$3K – – –
Ledyard National Bank
19
Ledyard National Bank
$2K – – –
Lumbard & Kellner
20
Lumbard & Kellner
New Hampshire
– -$1.6M -38,462 Closed
Oppenheimer & Co
21
Oppenheimer & Co
New York
– -$207K -4,981 Closed
Barclays
22
Barclays
United Kingdom
– -$22K -535 Closed
Ladenburg Thalmann Financial Services
23
Ladenburg Thalmann Financial Services
Florida
– -$9K -211 Closed
Tower Research Capital (TRC)
24
Tower Research Capital (TRC)
New York
– -$8K -200 Closed
Baltimore-Washington Financial Advisors
25
Baltimore-Washington Financial Advisors
Maryland
– -$7K -165 Closed