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Korea Fund

Name Holding Trade Value Shares
Change
Change in
Stake
City of London Investment Management
1
City of London Investment Management
United Kingdom
$86.8M +$4.95M +114,604 +6%
Lazard Asset Management
2
Lazard Asset Management
New York
$47.7M -$2.63M -60,756 -5%
1607 Capital Partners
3
1607 Capital Partners
Virginia
$20.6M +$62.5K +1,445 +0.3%
Wells Fargo
4
Wells Fargo
California
$6.99M -$36.4K -843 -0.5%
Gramercy Funds Management
5
Gramercy Funds Management
Connecticut
$2.01M +$418K +9,667 +25%
STRS Ohio
6
STRS Ohio
Ohio
$1.66M – – –
Lumbard & Kellner
7
Lumbard & Kellner
New Hampshire
$1.6M +$62.5K +1,445 +4%
Thomas J. Herzfeld Advisors
8
Thomas J. Herzfeld Advisors
Florida
$1.35M -$8.64K -200 -0.6%
Morgan Stanley
9
Morgan Stanley
New York
$1.34M +$95.4K +2,206 +7%
UBS
10
UBS
Switzerland
$624K +$431K +9,976 +197%
1919 Investment Counsel
11
1919 Investment Counsel
Maryland
$537K – – –
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$427K – – –
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$291K +$17.1K +395 +6%
First Wilshire Securities Management
14
First Wilshire Securities Management
California
$267K – – –
Oppenheimer & Co
15
Oppenheimer & Co
New York
$207K – – –
Bank of America
16
Bank of America
North Carolina
$194K – – –
Stifel Trust
17
Stifel Trust
Missouri
$59K – – –
Creative Planning
18
Creative Planning
Kansas
$56K – – –
Barclays
19
Barclays
United Kingdom
$22K +$23.1K +535 New
SignatureFD
20
SignatureFD
Georgia
$21K – – –
Edge Wealth Management
21
Edge Wealth Management
New York
$19K – – –
Ladenburg Thalmann Financial Services
22
Ladenburg Thalmann Financial Services
Florida
$9K – – –
Tower Research Capital (TRC)
23
Tower Research Capital (TRC)
New York
$8K +$8.64K +200 New
Baltimore-Washington Financial Advisors
24
Baltimore-Washington Financial Advisors
Maryland
$7K +$7.13K +165 New
Citigroup
25
Citigroup
New York
$4K -$26.2K -606 -86%