KF

Korea Fund
KF

Overview Fund Activity

27 hedge funds and large institutions have $173M invested in Korea Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
27
Holders Change
-1
Holders Change %
-3.57%
% of All Funds
0.78%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
7
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
City of London Investment Management
United Kingdom
$86.8M
2
U
UBS
Switzerland
$624K
3
GFM
Gramercy Funds Management
Connecticut
$2.01M
4
Morgan Stanley
Morgan Stanley
New York
$1.34M
5
LK
Lumbard & Kellner
New Hampshire
$1.6M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
$47.7M
2
WAM
Wolverine Asset Management
Illinois
$0
3
DA
Doliver Advisors
Texas
$0
4
Wells Fargo
Wells Fargo
California
$6.99M
5
Citigroup
Citigroup
New York
$4K
Name Holding Trade Value Shares
Change 		Shares
Change %
COLIM
1
City of London Investment Management
United Kingdom
$86.8M +$4.75M +114,604 +6%
Lazard Asset Management
2
Lazard Asset Management
New York
$47.7M -$2.52M -60,756 -5%
1CP
3
1607 Capital Partners
Virginia
$20.6M +$60K +1,445 +0.3%
Wells Fargo
4
Wells Fargo
California
$6.99M -$35K -843 -0.5%
GFM
5
Gramercy Funds Management
Connecticut
$2.01M +$401K +9,667 +25%
SO
6
STRS Ohio
Ohio
$1.66M – – –
LK
7
Lumbard & Kellner
New Hampshire
$1.6M +$60K +1,445 +4%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$1.35M -$8.3K -200 -0.6%
Morgan Stanley
9
Morgan Stanley
New York
$1.34M +$91.6K +2,206 +7%
U
10
UBS
Switzerland
$624K +$414K +9,976 +197%
1IC
11
1919 Investment Counsel
Maryland
$537K – – –
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$427K – – –
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$291K +$16.3K +395 +6%
FWSM
14
First Wilshire Securities Management
California
$267K – – –
OC
15
Oppenheimer & Co
New York
$207K – – –
Bank of America
16
Bank of America
North Carolina
$194K – – –
ST
17
Stifel Trust
Missouri
$59K – – –
Creative Planning
18
Creative Planning
Kansas
$56K – – –
Barclays
19
Barclays
United Kingdom
$22K +$22K +535 New
S
20
SignatureFD
Georgia
$21K – – –
EWM
21
Edge Wealth Management
New York
$19K – – –
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$9K – – –
TRCT
23
Tower Research Capital (TRC)
New York
$8K +$8K +200 New
BWFA
24
Baltimore-Washington Financial Advisors
Maryland
$7K +$7K +165 New
Citigroup
25
Citigroup
New York
$4K -$24.2K -606 -86%
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