KF

Korea Fund
KF

Overview Fund Activity

27 hedge funds and large institutions have $167M invested in Korea Fund in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
27
Holders Change
-1
Holders Change %
-3.57%
% of All Funds
0.88%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
3
Increased
7
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$54.9M
2
DT
2
Diversified Trust
Tennessee
$2.12M
3
U
3
UBS
Switzerland
$208K
4
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$1.37M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$15K

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$74.3M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$0
3
DA
3
Doliver Advisors
Texas
$0
4
Wells Fargo
4
Wells Fargo
California
$6.74M
5
WAM
5
Wolverine Asset Management
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
COLIM
1
City of London Investment Management
United Kingdom
$74.3M -$4.3M -109,263 -5%
Lazard Asset Management
2
Lazard Asset Management
New York
$54.9M +$2.96M +76,202 +6%
1CP
3
1607 Capital Partners
Virginia
$20.2M -$182K -4,688 -0.9%
Wells Fargo
4
Wells Fargo
California
$6.74M -$294K -7,565 -4%
DT
5
Diversified Trust
Tennessee
$2.12M +$404K +10,400 +23%
SO
6
STRS Ohio
Ohio
$1.55M – – –
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$1.37M +$35K +900 +3%
AG
8
Ashmore Group
United Kingdom
$1.36M -$72.3K -1,861 -5%
Morgan Stanley
9
Morgan Stanley
New York
$1.16M -$26.7K -686 -2%
GFM
10
Gramercy Funds Management
Connecticut
$536K -$77.7K -2,000 -13%
OC
11
Oppenheimer & Co
New York
$515K -$106K -2,719 -17%
1IC
12
1919 Investment Counsel
Maryland
$503K – – –
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$401K – – –
Bank of America
14
Bank of America
North Carolina
$319K +$8.71K +224 +3%
FWSM
15
First Wilshire Securities Management
California
$275K – – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$260K – – –
U
17
UBS
Switzerland
$208K +$116K +2,991 +126%
ST
18
Stifel Trust
Missouri
$55K – – –
Creative Planning
19
Creative Planning
Kansas
$37K +$14.5K +379 +65%
Citigroup
20
Citigroup
New York
$20K +$5.72K +145 +40%
EWM
21
Edge Wealth Management
New York
$17K – – –
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$15K +$15K +380 New
WRM
23
Westport Resources Management
Connecticut
$10K – – –
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$8K – – –
TRCT
25
Tower Research Capital (TRC)
New York
$8K +$8K +212 New
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