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KEF

Korea Equity Fund

Delisted

KEF was delisted on the 17th of July, 2017.

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$31M +$1.86M +237,056 +6%
Lazard Asset Management
2
Lazard Asset Management
New York
$14.2M -$622K -79,262 -4%
1CP
3
1607 Capital Partners
Virginia
$3.55M +$4.71K +600 +0.1%
GFM
4
Gramercy Funds Management
Connecticut
$1.66M
SO
5
STRS Ohio
Ohio
$924K
Wells Fargo
6
Wells Fargo
California
$716K +$98.9K +12,600 +16%
Morgan Stanley
7
Morgan Stanley
New York
$358K -$103K -13,075 -22%
KIM
8
Karpus Investment Management
New York
$199K -$156K -19,914 -44%
CL
9
CSS LLC
Illinois
$178K
FWSM
10
First Wilshire Securities Management
California
$171K
Bank of America
11
Bank of America
North Carolina
$124K
GC
12
Guggenheim Capital
Illinois
$105K
BIA
13
Barry Investment Advisors
Massachusetts
$95K +$96.5K +12,289 New
NPC
14
National Planning Corporation
California
$45.7K +$47.1K +5,996 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$29K
Citigroup
16
Citigroup
New York
$29K +$16.7K +2,130 +125%
HCM
17
Highlander Capital Management
New Jersey
$10K
PSI
18
Pinnacle Summer Investments
Virginia
$1K
OC
19
Oppenheimer & Co
New York
-$86K -10,358 Closed
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
-$54K -6,600 Closed
FFC
21
First Financial Corp
Indiana
-$14K -1,718 Closed
Creative Planning
22
Creative Planning
Kansas
-$14K -1,700 Closed
MPWT
23
MassMutual Private Wealth & Trust
Connecticut
-$4.29K -519 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-$2K -200 Closed