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KEF

Korea Equity Fund

Delisted

KEF was delisted on the 17th of July, 2017.

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$21.2M +$22.4M +2,676,144 New
Lazard Asset Management
2
Lazard Asset Management
New York
$14.5M +$15.6M +1,858,479 New
1CP
3
1607 Capital Partners
Virginia
$3.68M +$3.94M +470,031 New
GFM
4
Gramercy Funds Management
Connecticut
$1.56M +$1.68M +200,182 New
AG
5
Ashmore Group
United Kingdom
$1.14M +$1.22M +145,592 New
SO
6
STRS Ohio
Ohio
$938K +$1.01M +120,000 New
KIM
7
Karpus Investment Management
New York
$818K +$877K +104,642 New
WG
8
Winchester Group
New York
$515K +$552K +65,940 New
Wells Fargo
9
Wells Fargo
California
$485K +$520K +62,033 New
Morgan Stanley
10
Morgan Stanley
New York
$460K +$493K +58,832 New
DA
11
Doliver Advisors
Texas
$293K +$314K +37,510 New
WAM
12
Wolverine Asset Management
Illinois
$205K +$220K +26,294 New
FWSM
13
First Wilshire Securities Management
California
$190K +$203K +24,284 New
OC
14
Oppenheimer & Co
New York
$180K +$193K +22,984 New
GC
15
Guggenheim Capital
Illinois
$101K +$108K +12,920 New
Bank of America
16
Bank of America
North Carolina
$95K +$102K +12,162 New
Barclays
17
Barclays
United Kingdom
$79K +$84.9K +10,128 New
U
18
UBS
Switzerland
$74K +$79.2K +9,450 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$59K +$63.7K +7,600 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$36K +$38.5K +4,600 New
Citigroup
21
Citigroup
New York
$33K +$35.2K +4,206 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$30K +$31.8K +3,797 New
HCM
23
Highlander Capital Management
New Jersey
$10.4K +$11.2K +1,332 New
TRCT
24
Tower Research Capital (TRC)
New York
$7K +$7.88K +941 New
Ameriprise
25
Ameriprise
Minnesota
$5K +$5.11K +610 New