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Nuveen Preferred Securities & Income Opportunities Fund
JPI

Overview Fund Activity

40 hedge funds and large institutions have $79.2M invested in Nuveen Preferred Securities & Income Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
+6
Holders Change %
+17.65%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
12
Reduced
7
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BTS
1
BB&T Securities
Virginia
$28.9M
2
SG Americas Securities
2
SG Americas Securities
New York
$810K
3
SIA
3
Sit Investment Associates
Minnesota
$797K
4
B
4
Baird
Wisconsin
$4.05M
5
VKH
5
Virtu KCG Holdings
New York
$578K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$0
2
Bank of America
2
Bank of America
North Carolina
$2.23M
3
SCM
3
Saba Capital Management
New York
$0
4
Jane Street
4
Jane Street
New York
$0
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$545K
Name Holding Trade Value Shares
Change 		Shares
Change %
WS
26
Wedbush Securities
California
$268K +$20K +891 +8%
GGPS
27
Gary Goldberg Planning Services
New York
$233K – – –
SAM
28
SignalPoint Asset Management
Missouri
$224K – – –
WEC
29
Winslow Evans & Crocker
Massachusetts
$91.1K – – –
TDC
30
Thompson Davis & Co
Virginia
$62K -$11.3K -500 -15%
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$52K – – –
Deutsche Bank
32
Deutsche Bank
Germany
$51K – – –
TRCT
33
Tower Research Capital (TRC)
New York
$35K +$35K +1,558 New
RC
34
RegentAtlantic Capital
New Jersey
$33.7K +$33.7K +1,500 New
Citigroup
35
Citigroup
New York
$28K +$14.7K +667 +111%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$23K +$23K +1,005 New
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$19K +$19K +863 +86,300%
NFG
38
Next Financial Group
Texas
$12K +$12K +540 New
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$9K +$9K +400 New
BRWA
40
B. Riley Wealth Advisors
Florida
$56 +$56 +2,500 New
GC
41
Guggenheim Capital
Illinois
– -$4.28M -186,600 Closed
SCM
42
Saba Capital Management
New York
– -$1.85M -80,534 Closed
Jane Street
43
Jane Street
New York
– -$414K -18,076 Closed
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
– -$206K -9,010 Closed
Thrivent Financial for Lutherans
45
Thrivent Financial for Lutherans
Minnesota
– -$14K -600 Closed
MFS
46
MSI Financial Services
Massachusetts
– -$10K -440 Closed
BRWM
47
B. Riley Wealth Management
Tennessee
– -$9K -400 Closed
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