|
1
|
Credit Suisse
Zurich,
Switzerland
|
$11.4M
|
+$2.13M
|
+90,751
|
+23%
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
$3.89M
|
+$1.48M
|
+62,780
|
+60%
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$3.4M
|
+$898K
|
+38,209
|
+36%
|
|
|
4
|
|
$3.3M
|
+$89.2K
|
+3,797
|
+3%
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
$2.45M
|
+$125K
|
+5,305
|
+5%
|
|
|
6
|
Saba Capital Management
New York
|
$1.48M
|
-$517
|
-22
|
-0%
|
|
|
7
|
|
$1.03M
|
-$39.2K
|
-1,668
|
-4%
|
|
|
8
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$915K
|
-$90.8K
|
-3,864
|
-9%
|
|
|
9
|
|
$878K
|
–
|
–
|
–
|
|
|
10
|
Global Endowment Management
Charlotte,
North Carolina
|
$815K
|
–
|
–
|
–
|
|
|
11
|
Mariner Investment Group
Harrison,
New York
|
$704K
|
+$400K
|
+17,005
|
+129%
|
|
|
12
|
LPL Financial
San Diego,
California
|
$282K
|
-$58.4K
|
-2,485
|
-17%
|
|
|
13
|
Horizon Kinetics
New York
|
$229K
|
-$38.1K
|
-1,620
|
-14%
|
|
|
14
|
|
$159K
|
+$2.91K
|
+124
|
+2%
|
|
|
15
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$38K
|
+$47
|
+2
|
+0.1%
|
|
|
16
|
US Bancorp
Minneapolis,
Minnesota
|
$29K
|
–
|
–
|
–
|
|
|
17
|
|
$7K
|
-$12.2K
|
-520
|
-62%
|
|
|
18
|
Cornerstone Advisors
Asheville,
North Carolina
|
–
|
-$229K
|
-9,618
|
Closed
|
|
|
19
|
Doliver Advisors
Houston,
Texas
|
–
|
-$237K
|
-9,440
|
Closed
|
|
|
20
|
Corbenic Partners
Bethlehem,
Pennsylvania
|
–
|
-$3K
|
-111
|
Closed
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
–
|
-$2K
|
-100
|
Closed
|
|
|
22
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$2K
|
-74
|
Closed
|
|
