|
1
|
Credit Suisse
Zurich,
Switzerland
|
$9.52M
|
+$2.34M
|
+99,243
|
+33%
|
|
|
2
|
|
$3.28M
|
-$41.7K
|
-1,770
|
-1%
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$2.56M
|
+$27.8K
|
+1,178
|
+1%
|
|
|
4
|
Bank of America
Charlotte,
North Carolina
|
$2.48M
|
+$540K
|
+22,915
|
+28%
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
$2.38M
|
+$788K
|
+33,435
|
+50%
|
|
|
6
|
Saba Capital Management
New York
|
$1.51M
|
+$247K
|
+10,500
|
+20%
|
|
|
7
|
|
$1.09M
|
-$427K
|
-18,102
|
-28%
|
|
|
8
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$1.03M
|
+$414K
|
+17,566
|
+69%
|
|
|
9
|
|
$898K
|
–
|
–
|
–
|
|
|
10
|
Global Endowment Management
Charlotte,
North Carolina
|
$833K
|
–
|
–
|
–
|
|
|
11
|
LPL Financial
San Diego,
California
|
$350K
|
-$126K
|
-5,339
|
-27%
|
|
|
12
|
Mariner Investment Group
Harrison,
New York
|
$315K
|
+$312K
|
+13,225
|
New
|
|
|
13
|
Horizon Kinetics
New York
|
$272K
|
-$23.6K
|
-1,000
|
-8%
|
|
|
14
|
Doliver Advisors
Houston,
Texas
|
$237K
|
+$222K
|
+9,440
|
New
|
|
|
15
|
Cornerstone Advisors
Asheville,
North Carolina
|
$229K
|
–
|
–
|
–
|
|
|
16
|
|
$159K
|
-$102K
|
-4,312
|
-39%
|
|
|
17
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$39K
|
+$47
|
+2
|
+0.1%
|
|
|
18
|
US Bancorp
Minneapolis,
Minnesota
|
$30K
|
–
|
–
|
–
|
|
|
19
|
|
$20K
|
-$7.59K
|
-322
|
-28%
|
|
|
20
|
Corbenic Partners
Bethlehem,
Pennsylvania
|
$3K
|
+$47
|
+2
|
+2%
|
|
|
21
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$2K
|
-$37.7K
|
-1,600
|
-96%
|
|
|
22
|
Tower Research Capital (TRC)
New York
|
$2K
|
+$141
|
+6
|
+6%
|
|
|
23
|
Pine River Capital Management
Minnetonka,
Minnesota
|
–
|
-$3.25M
|
-139,000
|
Closed
|
|
