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JLA

NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA

Delisted

JLA was delisted on the 19th of December, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$11.7M -$1.26M -94,582 -10%
GC
2
Guggenheim Capital
Illinois
$10.2M -$115K -8,638 -1%
PPA
3
Parametric Portfolio Associates
Washington
$8.84M +$968K +72,463 +12%
Morgan Stanley
4
Morgan Stanley
New York
$7.76M +$211K +15,823 +3%
SIA
5
Sit Investment Associates
Minnesota
$7.51M +$412K +30,794 +6%
WAM
6
Wolverine Asset Management
Illinois
$2.65M +$1.33M +99,698 +96%
WAM
7
Weiss Asset Management
Massachusetts
$2.56M +$1.57M +117,796 +150%
U
8
UBS
Switzerland
$2.38M -$10.3K -767 -0.4%
HighTower Advisors
9
HighTower Advisors
Illinois
$1.96M -$94.1K -7,039 -4%
KIM
10
Karpus Investment Management
New York
$1.28M -$15.6K -1,170 -1%
AAM
11
Advisors Asset Management
Colorado
$1.11M -$1.29M -96,819 -53%
VC
12
Vicus Capital
Pennsylvania
$1.01M +$69.5K +5,200 +7%
LPL Financial
13
LPL Financial
California
$958K -$54.4K -4,068 -5%
VKH
14
Virtu KCG Holdings
New York
$953K -$34.9K -2,611 -3%
SFS
15
Shaker Financial Services
Virginia
$903K +$641K +47,929 +226%
Wells Fargo
16
Wells Fargo
California
$577K -$231K -17,290 -28%
RVP
17
Relative Value Partners
Illinois
$551K -$417K -31,217 -43%
Bank of America
18
Bank of America
North Carolina
$521K +$9.78K +732 +2%
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$424K -$42.8K -3,199 -9%
DADC
20
D.A. Davidson & Co
Montana
$402K +$70K +5,235 +20%
MFS
21
MSI Financial Services
Massachusetts
$338K -$32.4K -2,423 -9%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$322K
UR
23
USCA RIA
Texas
$313K +$321K +24,000 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$309K +$1.72K +129 +0.5%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$258K +$18.1K +1,356 +7%