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JLA

NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA

Delisted

JLA was delisted on the 19th of December, 2014.

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Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$14.7M +$15M +1,187,900 New
Invesco
2
Invesco
Georgia
$11.4M +$11.7M +927,186 New
GC
3
Guggenheim Capital
Illinois
$10.4M +$10.6M +842,644 New
Morgan Stanley
4
Morgan Stanley
New York
$6.45M +$6.59M +522,880 New
PPA
5
Parametric Portfolio Associates
Washington
$5.73M +$5.85M +464,138 New
RVP
6
Relative Value Partners
Illinois
$3.56M +$3.64M +288,437 New
HighTower Advisors
7
HighTower Advisors
Illinois
$2.46M +$2.51M +199,089 New
U
8
UBS
Switzerland
$1.99M +$2.03M +160,828 New
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$1.07M +$1.1M +87,088 New
AQR Capital Management
10
AQR Capital Management
Connecticut
$1.01M +$1.03M +81,652 New
LPL Financial
11
LPL Financial
California
$815K +$833K +66,070 New
Bank of America
12
Bank of America
North Carolina
$667K +$681K +54,019 New
FAAS
13
First Allied Advisory Services
California
$459K +$470K +37,270 New
Wells Fargo
14
Wells Fargo
California
$454K +$465K +36,873 New
MFS
15
MSI Financial Services
Massachusetts
$445K +$455K +36,100 New
Barclays
16
Barclays
United Kingdom
$393K +$402K +31,886 New
RJA
17
Raymond James & Associates
Florida
$373K +$381K +30,215 New
CA
18
Cetera Advisors
Colorado
$335K +$343K +27,175 New
DA
19
Doliver Advisors
Texas
$286K +$292K +23,164 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$283K +$289K +22,955 New
VC
21
Vicus Capital
Pennsylvania
$222K +$227K +18,004 New
SKK
22
Shepherd Kaplan Krochuk
Massachusetts
$221K +$226K +17,920 New
Deutsche Bank
23
Deutsche Bank
Germany
$203K +$208K +16,495 New
DADC
24
D.A. Davidson & Co
Montana
$183K +$188K +14,907 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$175K +$179K +14,225 New
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