|
1
|
Monetary Management Group
St Louis,
Missouri
|
$83K
|
–
|
–
|
–
|
|
|
2
|
Bulldog Investors
Saddle Brook,
New Jersey
|
–
|
-$11.3M
|
-912,199
|
Closed
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$7.58M
|
-612,903
|
Closed
|
|
|
4
|
1607 Capital Partners
Richmond,
Virginia
|
–
|
-$4.4M
|
-355,792
|
Closed
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
–
|
-$3.85M
|
-311,581
|
Closed
|
|
|
6
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
–
|
-$3.42M
|
-277,050
|
Closed
|
|
|
7
|
Financial & Investment Management Group
Traverse City,
Michigan
|
–
|
-$2.21M
|
-178,851
|
Closed
|
|
|
8
|
Mariner Investment Group
Harrison,
New York
|
–
|
-$1.82M
|
-147,543
|
Closed
|
|
|
9
|
|
–
|
-$1.5M
|
-121,675
|
Closed
|
|
|
10
|
|
–
|
-$690K
|
-55,791
|
Closed
|
|
|
11
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$624K
|
-50,455
|
Closed
|
|
|
12
|
BNP Paribas Financial Markets
Paris,
France
|
–
|
-$563K
|
-45,535
|
Closed
|
|
|
13
|
Cornerstone Advisors
Asheville,
North Carolina
|
–
|
-$516K
|
-41,772
|
Closed
|
|
|
14
|
MSI Financial Services
Springfield,
Massachusetts
|
–
|
-$313K
|
-25,350
|
Closed
|
|
|
15
|
Raymond James & Associates
St Petersburg,
Florida
|
–
|
-$312K
|
-25,251
|
Closed
|
|
|
16
|
LPL Financial
San Diego,
California
|
–
|
-$284K
|
-23,557
|
Closed
|
|
|
17
|
Panagora Asset Management
Boston,
Massachusetts
|
–
|
-$215K
|
-17,356
|
Closed
|
|
|
18
|
Relative Value Partners
Northbrook,
Illinois
|
–
|
-$141K
|
-11,369
|
Closed
|
|
|
19
|
National Planning Corporation
El Segundo,
California
|
–
|
-$130K
|
-10,700
|
Closed
|
|
|
20
|
Gary Goldberg Planning Services
Suffern,
New York
|
–
|
-$95K
|
-7,700
|
Closed
|
|
|
21
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$57K
|
-4,634
|
Closed
|
|
|
22
|
American International Group
New York
|
–
|
-$9.99K
|
-808
|
Closed
|
|
|
23
|
Community Financial Services Group
Newport,
Vermont
|
–
|
-$4K
|
-350
|
Closed
|
|
|
24
|
|
–
|
-$1K
|
-95
|
Closed
|
|
