|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$11.3M
|
+$58.2K
|
+4,627
|
+0.5%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$7.58M
|
+$7.7M
|
+612,903
|
New
|
|
|
3
|
1607 Capital Partners
Richmond,
Virginia
|
$4.4M
|
+$50.4K
|
+4,006
|
+1%
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$3.85M
|
-$425K
|
-33,824
|
-10%
|
|
|
5
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$3.42M
|
–
|
–
|
–
|
|
|
6
|
Financial & Investment Management Group
Traverse City,
Michigan
|
$2.21M
|
-$26.4K
|
-2,100
|
-1%
|
|
|
7
|
Mariner Investment Group
Harrison,
New York
|
$1.82M
|
+$1.48M
|
+117,543
|
+392%
|
|
|
8
|
|
$1.5M
|
+$647K
|
+51,448
|
+73%
|
|
|
9
|
|
$690K
|
-$67.5K
|
-5,368
|
-9%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$624K
|
-$126K
|
-10,016
|
-17%
|
|
|
11
|
|
$617K
|
+$238K
|
+18,944
|
+61%
|
|
|
12
|
BNP Paribas Financial Markets
Paris,
France
|
$563K
|
+$572K
|
+45,535
|
New
|
|
|
13
|
Cornerstone Advisors
Asheville,
North Carolina
|
$516K
|
–
|
–
|
–
|
|
|
14
|
MSI Financial Services
Springfield,
Massachusetts
|
$313K
|
+$138K
|
+10,970
|
+76%
|
|
|
15
|
Raymond James & Associates
St Petersburg,
Florida
|
$312K
|
-$76.3K
|
-6,073
|
-19%
|
|
|
16
|
LPL Financial
San Diego,
California
|
$284K
|
-$21.7K
|
-1,726
|
-7%
|
|
|
17
|
Panagora Asset Management
Boston,
Massachusetts
|
$215K
|
–
|
–
|
–
|
|
|
18
|
Relative Value Partners
Northbrook,
Illinois
|
$141K
|
+$143K
|
+11,369
|
New
|
|
|
19
|
National Planning Corporation
El Segundo,
California
|
$130K
|
–
|
–
|
–
|
|
|
20
|
Gary Goldberg Planning Services
Suffern,
New York
|
$95K
|
–
|
–
|
–
|
|
|
21
|
Monetary Management Group
St Louis,
Missouri
|
$87K
|
–
|
–
|
–
|
|
|
22
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$57K
|
+$176
|
+14
|
+0.3%
|
|
|
23
|
American International Group
New York
|
$9.99K
|
–
|
–
|
–
|
|
|
24
|
Community Financial Services Group
Newport,
Vermont
|
$4K
|
–
|
–
|
–
|
|
|
25
|
|
$1K
|
-$3.62K
|
-288
|
-75%
|
|
