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AllianzIM U.S. Equity Buffer20 Jan ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$25.6M -$48.3M -1,915,885 -65%
CAG
2
Compass Advisory Group
New York
$13.2M +$1.51M +59,914 +13%
Osaic Holdings
3
Osaic Holdings
Arizona
$5.38M +$649K +25,744 +13%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$5.02M +$2M +79,365 +64%
IA
5
IFP Advisors
Florida
$4.08M
RA
6
RFG Advisory
Alabama
$1.73M +$1.71M +67,677 New
APA
7
American Portfolios Advisors
New York
$1.27M -$150K -5,966 -10%
WP
8
WealthSource Partners
California
$1.27M
NFG
9
Nations Financial Group
Iowa
$1.24M +$324K +12,832 +34%
Jane Street
10
Jane Street
New York
$1.15M +$1.18M +46,756 New
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$958K -$6.08K -241 -0.6%
KAS
12
Kestra Advisory Services
Texas
$925K +$97.4K +3,864 +11%
OMC
13
Old Mission Capital
Illinois
$851K +$569K +22,566 +188%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$658K +$315K +12,484 +88%
PAS
15
Park Avenue Securities
New York
$607K -$883 -35 -0.1%
Koshinski Asset Management
16
Koshinski Asset Management
Illinois
$522K -$5.04K -200 -0.9%
LAS
17
Lloyd Advisory Services
Georgia
$406K -$15.9M -631,486 -97%
W
18
Wealthquest
Ohio
$314K +$322K +12,786 New
HI
19
Harbour Investments
Wisconsin
$284K +$291K +11,557 New
RGF
20
Retirement Guys Formula
Ohio
$281K
DFA
21
DHJJ Financial Advisors
Illinois
$245K +$47.7K +1,890 +23%
PFGIA
22
Patriot Financial Group Insurance Agency
Massachusetts
$153K +$157K +6,237 New
AF
23
Advisornet Financial
Minnesota
$25K +$25.2K +1,000 New
UBS Group
24
UBS Group
Switzerland
$20K -$49.1K -1,946 -70%
ETIA
25
Epic Trust Investment Advisors
Washington
-$891K -34,095 Closed