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AllianzIM U.S. Equity Buffer20 Jan ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$30.4M +$29.9M +1,186,924 New
LAS
2
Lloyd Advisory Services
Georgia
$16.4M +$16.1M +640,504 New
AIMU
3
Allianz Investment Management US
Minnesota
$13M +$12.8M +507,800 New
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$717K +$706K +27,989 New
OMC
5
Old Mission Capital
Illinois
$630K +$619K +24,567 New
T
6
TRUADVICE
Florida
$516K +$502K +19,920 New
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$371K +$365K +14,466 New
Jane Street
8
Jane Street
New York
$337K +$332K +13,154 New
UBS Group
9
UBS Group
Switzerland
$3K +$3.28K +130 New