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AllianzIM U.S. Equity Buffer10 Jan ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$21.3M -$15.3M -545,879 -42%
LAS
2
Lloyd Advisory Services
Georgia
$5.34M -$5.44M -194,442 -51%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$1.56M +$1.04M +37,046 +201%
NFG
4
Nations Financial Group
Iowa
$666K +$661K +23,600 New
T
5
TRUADVICE
Florida
$542K
CAG
6
Compass Advisory Group
New York
$312K +$309K +11,052 New
AIMU
7
Allianz Investment Management US
Minnesota
$282K -$840K -30,000 -75%
Osaic Holdings
8
Osaic Holdings
Arizona
$109K
AF
9
Advisornet Financial
Minnesota
$14K
OMC
10
Old Mission Capital
Illinois
-$549K -20,040 Closed
Jane Street
11
Jane Street
New York
-$362K -13,231 Closed