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AllianzIM U.S. Equity Buffer10 Jan ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$19.8M +$19.3M +761,509 New
AIMU
2
Allianz Investment Management US
Minnesota
$12.2M +$11.9M +468,603 New
LAS
3
Lloyd Advisory Services
Georgia
$10.2M +$10M +393,531 New
OMC
4
Old Mission Capital
Illinois
$1.38M +$1.35M +53,218 New
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$821K +$803K +31,618 New
T
6
TRUADVICE
Florida
$532K +$504K +19,857 New
Jane Street
7
Jane Street
New York
$399K +$390K +15,355 New
Osaic Holdings
8
Osaic Holdings
Arizona
$107K +$105K +4,121 New
UBS Group
9
UBS Group
Switzerland
$49K +$47.7K +1,879 New
AF
10
Advisornet Financial
Minnesota
$13K +$12.7K +500 New