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iShares US Transportation ETF

79 hedge funds and large institutions have $408M invested in iShares US Transportation ETF in 2013 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 26 increasing their positions, 22 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

163% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 8

20% more funds holding

Funds holding: 6679 (+13)

18% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 22

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $411M → $408M (-$2.81M)

35.28% less ownership

Funds ownership: 256.42%221.14% (-35%)

69% less call options, than puts

Call options by funds: $10.5M | Put options by funds: $33.9M

Holders
79
Holders Change
+13
Holders Change %
+19.7%
% of All Funds
2.29%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
21
Increased
26
Reduced
22
Closed
8
Calls
$10.5M
Puts
$33.9M
Net Calls
-$23.4M
Net Calls Change
+$73.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$55.3M +$5.53M +176,036 +12%
Goldman Sachs
2
Goldman Sachs
New York
$47.1M +$4.87M +155,032 +12%
Citigroup
3
Citigroup
New York
$46.2M +$6.28M +199,776 +17%
Morgan Stanley
4
Morgan Stanley
New York
$36.6M +$11.1M +352,260 +46%
JP Morgan Chase
5
JP Morgan Chase
New York
$33.6M +$12.4M +393,308 +63%
Wells Fargo
6
Wells Fargo
California
$22.6M +$3.86M +122,716 +22%
CS
7
Credit Suisse
Switzerland
$22.3M -$29.6M -941,720 -58%
LPL Financial
8
LPL Financial
California
$19.2M +$4.68M +148,824 +34%
PVH
9
Psagot Value Holdings
Israel
$15.5M +$104K +3,320 +0.7%
U
10
UBS
Switzerland
$14.6M -$255K -8,124 -2%
SG Americas Securities
11
SG Americas Securities
New York
$13.2M -$25.1M -800,000 -67%
QA
12
Quantitative Advantage
Minnesota
$9.41M +$128K +4,064 +1%
CI
13
Chartist Inc
California
$6.18M -$111K -3,524 -2%
CCMG
14
Clark Capital Management Group
Pennsylvania
$6M +$5.72M +182,060 New
BCM
15
Brookstone Capital Management
Illinois
$5.99M +$5.71M +181,776 New
TFA
16
Toth Financial Advisory
Virginia
$4.83M +$38.8K +1,236 +0.9%
CA
17
Cumberland Advisors
Florida
$4.27M +$1.04M +33,240 +35%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$3.51M -$1.07M -33,940 -24%
NSIM
19
North Star Investment Management
Illinois
$2.91M -$53.3K -1,696 -2%
WAM
20
Weiss Asset Management
Massachusetts
$2.74M +$2.61M +83,200 New
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$2.56M -$19.1M -608,536 -89%
WTNA
22
Wilmington Trust National Association
Delaware
$2.5M -$24K -764 -1%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$2.28M +$324K +10,328 +18%
BPC
24
Banque Pictet & Cie
Switzerland
$2.2M +$2.1M +66,800 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$2.17M +$1.05M +33,524 +104%

IYT Hedge Fund Activity: Q4 2013 in Review

79 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares US Transportation ETF (IYT) for Q4 2013, worth a combined $408M — down 0.68% from $411M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new IYT positions and 8 closed out — a net gain of 13 holders — while 26 added to existing stakes and 22 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $12.4M. The largest seller was Credit Suisse, cutting an estimated $29.6M.

  • 79 institutional investors held iShares US Transportation ETF (IYT) as of Q4 2013, up from 66 in Q3 2013.
  • Funds reported $408M of iShares US Transportation ETF stock for Q4 2013, down 0.68% quarter-over-quarter.
  • 21 funds opened new iShares US Transportation ETF positions in Q4 2013 and 8 closed out, a net change of +13 holders.
  • The largest iShares US Transportation ETF buyer in Q4 2013 was JP Morgan Chase, an estimated $12.4M added.
  • The largest iShares US Transportation ETF seller in Q4 2013 was Credit Suisse, an estimated $29.6M sold.

Based on aggregated 13F filings for Q4 2013.