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iShares US Transportation ETF

66 hedge funds and large institutions have $411M invested in iShares US Transportation ETF in 2013 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 18 increasing their positions, 22 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more capital invested

Capital invested by funds: $363M → $411M (+$48.4M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3% less funds holding

Funds holding: 6866 (-2)

4.95% less ownership

Funds ownership: 261.36%256.42% (-4.9%)

12% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 17

18% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 22

68% less call options, than puts

Call options by funds: $44.9M | Put options by funds: $142M

Holders
66
Holders Change
-2
Holders Change %
-2.94%
% of All Funds
2.14%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
15
Increased
18
Reduced
22
Closed
17
Calls
$44.9M
Puts
$142M
Net Calls
-$96.9M
Net Calls Change
-$87.3M
Name Holding Trade Value Shares
Change
Change in
Stake
CS
1
Credit Suisse
Switzerland
$47.6M -$16.1M -557,176 -26%
Bank of America
2
Bank of America
North Carolina
$44.1M +$7.23M +250,088 +20%
Goldman Sachs
3
Goldman Sachs
New York
$37.4M -$7.51M -260,024 -17%
Citigroup
4
Citigroup
New York
$35.3M +$11.6M +400,000 +50%
SG Americas Securities
5
SG Americas Securities
New York
$35.3M
BFA
6
Beaumont Financial Advisors
Massachusetts
$23.3M +$22.9M +793,836 New
Morgan Stanley
7
Morgan Stanley
New York
$22.3M -$3.22M -111,424 -13%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$20.2M +$18M +621,636 +961%
JP Morgan Chase
9
JP Morgan Chase
New York
$18.4M +$728K +25,208 +4%
Wells Fargo
10
Wells Fargo
California
$16.5M +$3.67M +126,932 +29%
PVH
11
Psagot Value Holdings
Israel
$13.7M +$170K +5,880 +1%
U
12
UBS
Switzerland
$13.3M -$2.49M -86,104 -16%
LPL Financial
13
LPL Financial
California
$12.9M -$995K -34,432 -7%
Barclays
14
Barclays
United Kingdom
$10.2M +$10.1M +349,264 New
QA
15
Quantitative Advantage
Minnesota
$8.28M -$3.14M -108,544 -28%
Walleye Trading
16
Walleye Trading
New York
$5.83M +$5.73M +198,200 New
CI
17
Chartist Inc
California
$5.72M -$166K -5,736 -3%
TFA
18
Toth Financial Advisory
Virginia
$4.27M +$20.3K +704 +0.5%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$4.13M -$1.97M -68,200 -33%
GI
20
GLG Inc
New York
$3.2M -$4.07M -140,732 -56%
CA
21
Cumberland Advisors
Florida
$2.83M -$3.91M -135,372 -58%
NSIM
22
North Star Investment Management
Illinois
$2.65M +$103K +3,548 +4%
WTNA
23
Wilmington Trust National Association
Delaware
$2.25M -$164K -5,676 -7%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.73M +$2.31K +80 +0.1%
QIM
25
Quantitative Investment Management
Virginia
$1.49M +$347K +12,000 +31%

IYT Hedge Fund Activity: Q3 2013 in Review

66 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares US Transportation ETF (IYT) for Q3 2013, worth a combined $411M — up 13% from $363M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of IYT and 15 opened new positions — a net loss of 2 holders — while 22 trimmed existing stakes and 18 added.

The largest buyer was Beaumont Financial Advisors, opening a new position worth an estimated $22.9M. The largest seller was Credit Suisse, cutting an estimated $16.1M.

  • 66 institutional investors held iShares US Transportation ETF (IYT) as of Q3 2013, down from 68 in Q2 2013.
  • Funds reported $411M of iShares US Transportation ETF stock for Q3 2013, up 13% quarter-over-quarter.
  • 15 funds opened new iShares US Transportation ETF positions in Q3 2013 and 17 closed out, a net change of -2 holders.
  • The largest iShares US Transportation ETF buyer in Q3 2013 was Beaumont Financial Advisors, an estimated $22.9M added.
  • The largest iShares US Transportation ETF seller in Q3 2013 was Credit Suisse, an estimated $16.1M sold.

Based on aggregated 13F filings for Q3 2013.