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Vanguard S&P Mid-Cap 400 Growth ETF

32 hedge funds and large institutions have $50.2M invested in Vanguard S&P Mid-Cap 400 Growth ETF in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

23% more funds holding

Funds holding: 2632 (+6)

3% more capital invested

Capital invested by funds: $48.9M → $50.2M (+$1.34M)

1% less ownership

Funds ownership: 21.39%20.39% (-1%)

Holders
32
Holders Change
+6
Holders Change %
+23.08%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$7.3M -$6.96M -128,382 -49%
CAN
2
Cetera Advisor Networks
California
$6.87M +$3.52M +64,954 +105%
Wells Fargo
3
Wells Fargo
California
$6.73M +$743K +13,694 +12%
LPL Financial
4
LPL Financial
California
$3.62M +$1.75M +32,272 +91%
UBS Group
5
UBS Group
Switzerland
$2.99M +$655K +12,084 +28%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$2.89M +$129K +2,388 +5%
SB
7
Suntrust Banks
Georgia
$1.98M +$1.98M +36,606 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.9M +$253K +4,666 +15%
Franklin Resources
9
Franklin Resources
California
$1.87M -$8.03K -148 -0.4%
Bank of America
10
Bank of America
North Carolina
$1.86M -$39.9K -736 -2%
MFS
11
MSI Financial Services
Massachusetts
$1.55M -$78.2K -1,442 -5%
Ameriprise
12
Ameriprise
Minnesota
$1.5M +$220K +4,064 +17%
Morgan Stanley
13
Morgan Stanley
New York
$1.4M +$92.1K +1,698 +7%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.18M -$2.43M -44,854 -67%
ICRM
15
Insight Capital Research & Management
California
$1M +$1M +18,456 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$856K +$661K +12,182 +337%
Jane Street
17
Jane Street
New York
$818K -$2.55M -46,984 -76%
Stifel Financial
18
Stifel Financial
Missouri
$767K -$44.8K -826 -6%
PAG
19
Private Advisor Group
New Jersey
$679K +$34.4K +634 +5%
FAAS
20
First Allied Advisory Services
California
$605K +$606K +11,168 New
Citadel Advisors
21
Citadel Advisors
Florida
$536K +$536K +9,886 New
Vanguard Group
22
Vanguard Group
Pennsylvania
$474K -$857K -15,806 -64%
VF
23
Virtu Financial
New York
$261K +$262K +4,824 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$214K
AG
25
Advisor Group
Arizona
$121K +$30.9K +570 +34%

IVOG Hedge Fund Activity: Q3 2016 in Review

32 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Mid-Cap 400 Growth ETF (IVOG) for Q3 2016, worth a combined $50.2M — up 2.7% from $48.9M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new IVOG positions and 1 closed out — a net gain of 6 holders — while 12 added to existing stakes and 9 trimmed.

The largest buyer was Cetera Advisor Networks, adding an estimated $3.52M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $6.96M.

  • 32 institutional investors held Vanguard S&P Mid-Cap 400 Growth ETF (IVOG) as of Q3 2016, up from 26 in Q2 2016.
  • Funds reported $50.2M of Vanguard S&P Mid-Cap 400 Growth ETF stock for Q3 2016, up 2.7% quarter-over-quarter.
  • 7 funds opened new Vanguard S&P Mid-Cap 400 Growth ETF positions in Q3 2016 and 1 closed out, a net change of +6 holders.
  • The largest Vanguard S&P Mid-Cap 400 Growth ETF buyer in Q3 2016 was Cetera Advisor Networks, an estimated $3.52M added.
  • The largest Vanguard S&P Mid-Cap 400 Growth ETF seller in Q3 2016 was Raymond James Financial Services Advisors, an estimated $6.96M sold.

Based on aggregated 13F filings for Q3 2016.