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Vanguard S&P Mid-Cap 400 Growth ETF

26 hedge funds and large institutions have $28M invested in Vanguard S&P Mid-Cap 400 Growth ETF in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

4% more funds holding

Funds holding: 2526 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

5.22% less ownership

Funds ownership: 20.29%15.07% (-5.2%)

29% less capital invested

Capital invested by funds: $39.3M → $28M (-$11.3M)

Holders
26
Holders Change
+1
Holders Change %
+4%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
7
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NFG
1
Noven Financial Group
Colorado
$5.69M -$626K -12,150 -9%
Wells Fargo
2
Wells Fargo
California
$4.95M -$2.47M -48,022 -32%
CAN
3
Cetera Advisor Networks
California
$2.66M +$217K +4,222 +8%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$2.48M +$78.4K +1,522 +3%
UBS Group
5
UBS Group
Switzerland
$1.82M -$220K -4,270 -10%
AIM
6
Advantage Investment Management
Iowa
$1.4M +$200K +3,888 +16%
Franklin Resources
7
Franklin Resources
California
$1.34M
LPL Financial
8
LPL Financial
California
$1.07M +$269K +5,230 +32%
Vanguard Group
9
Vanguard Group
Pennsylvania
$1.01M +$373K +7,234 +53%
Bank of America
10
Bank of America
North Carolina
$847K -$73K -1,418 -8%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$815K -$707K -13,722 -45%
Morgan Stanley
12
Morgan Stanley
New York
$784K +$215K +4,170 +35%
Stifel Financial
13
Stifel Financial
Missouri
$626K +$168K +3,270 +34%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$554K -$216K -4,198 -27%
Northern Trust
15
Northern Trust
Illinois
$548K
Ameriprise
16
Ameriprise
Minnesota
$534K +$593K +11,506 New
TH
17
Timber Hill
Connecticut
$349K +$371K +7,194 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$245K -$34.3K -666 -12%
Fifth Third Bancorp
19
Fifth Third Bancorp
Ohio
$95K
AIG
20
American International Group
New York
$59K
Creative Planning
21
Creative Planning
Kansas
$54K +$57.2K +1,110 New
TSW
22
Thompson Siegel & Walmsley
Virginia
$32K +$33.6K +652 New
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$17K
BCM
24
Brookstone Capital Management
Illinois
$13K
MFS
25
MSI Financial Services
Massachusetts
$5K

IVOG Hedge Fund Activity: Q3 2015 in Review

26 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Mid-Cap 400 Growth ETF (IVOG) for Q3 2015, worth a combined $28M — down 29% from $39.3M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new IVOG positions and 2 closed out — a net gain of 2 holders — while 7 added to existing stakes and 7 trimmed.

The largest buyer was Ameriprise, opening a new position worth an estimated $593K. The largest seller was Jefferies Group, exiting entirely with an estimated $5.23M sold.

  • 26 institutional investors held Vanguard S&P Mid-Cap 400 Growth ETF (IVOG) as of Q3 2015, up from 25 in Q2 2015.
  • Funds reported $28M of Vanguard S&P Mid-Cap 400 Growth ETF stock for Q3 2015, down 29% quarter-over-quarter.
  • 4 funds opened new Vanguard S&P Mid-Cap 400 Growth ETF positions in Q3 2015 and 2 closed out, a net change of +2 holders.
  • The largest Vanguard S&P Mid-Cap 400 Growth ETF buyer in Q3 2015 was Ameriprise, an estimated $593K added.
  • The largest Vanguard S&P Mid-Cap 400 Growth ETF seller in Q3 2015 was Jefferies Group, an estimated $5.23M sold.

Based on aggregated 13F filings for Q3 2015.