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ISD

PGIM High Yield Bond Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$325K +$21.5K +1,307 +7%
ICAS
27
Investors Capital Advisory Services
Massachusetts
$230K
SFS
28
Shaker Financial Services
Virginia
$225K +$227K +13,828 New
CI
29
Chartist Inc
California
$212K -$32.8K -2,000 -13%
TC
30
TFS Capital
Pennsylvania
$191K +$193K +11,757 New
Goldman Sachs
31
Goldman Sachs
New York
$172K +$173K +10,551 New
MFS
32
MSI Financial Services
Massachusetts
$66K
RBC
33
Roble Belko & Company
Pennsylvania
$55K +$55.8K +3,400 New
Fifth Third Bancorp
34
Fifth Third Bancorp
Ohio
$52K +$30.1K +1,833 +136%
OIA
35
Optimum Investment Advisors
Illinois
$33K
BRWM
36
B. Riley Wealth Management
Tennessee
$31K +$903 +55 +3%
TRCT
37
Tower Research Capital (TRC)
New York
$28K +$27.9K +1,700 New
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$24K +$24.6K +1,500 New
WA
39
WFG Advisors
Texas
$21K
BFEC
40
Benjamin F. Edwards & Company
Missouri
$10K
AF
41
Arrow Financial
New York
$9K +$9.28K +565 New
MA
42
MUFG Americas
New York
$4K +$575 +35 +19%
Citigroup
43
Citigroup
New York
$1K -$981K -59,766 -100%
SG Americas Securities
44
SG Americas Securities
New York
-$2.76M -165,397 Closed
BNP Paribas Financial Markets
45
BNP Paribas Financial Markets
France
-$478K -28,663 Closed
CAS
46
CTC Alternative Strategies
Illinois
-$229K -13,700 Closed
SS
47
Sunbelt Securities
Texas
-$174K -10,437 Closed
TC
48
TradeLink Capital
Illinois
-$103K -6,200 Closed
BRWA
49
B. Riley Wealth Advisors
Florida
-$25K -1,500 Closed
EWM
50
Edge Wealth Management
New York
-$10K -600 Closed