B. Riley Wealth Advisors’s PGIM High Yield Bond Fund ISD Stock Holding History

B. Riley Wealth Advisors’s Portfolio ISD Stock Details ISD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-1,500	Closed	-$25	–	1263
2014 Q4	$25	Buy	+1,500	New	+$24.7K	﹤0.01%	2446
2014 Q3	–	Sell	-1,500	Closed	-$27K	–	1261
2014 Q2	$27K	Buy	+1,500	New	+$26.8K	0.01%	1332

Other funds holding ISD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

TAM

Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

B. Riley Wealth Advisors's ISD Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of PGIM High Yield Bond Fund (ISD) in Q1 2015, closing a stake of 1,500 shares — an estimated $25 sold.

B. Riley Wealth Advisors first reported a position in ISD in Q2 2014 and held it in 2 quarters. The position peaked at $27K in Q2 2014. 44 funds tracked by Wall St. Rank hold ISD as of Q1 2015.

B. Riley Wealth Advisors reported no remaining PGIM High Yield Bond Fund position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 1,500 PGIM High Yield Bond Fund shares in Q1 2015, an estimated $25.
B. Riley Wealth Advisors first reported a position in PGIM High Yield Bond Fund in Q2 2014 and held it in 2 quarters.
B. Riley Wealth Advisors's PGIM High Yield Bond Fund position peaked at $27K in Q2 2014.
44 funds tracked by Wall St. Rank held PGIM High Yield Bond Fund as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.