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iShares Morningstar Small-Cap Value ETF

40 hedge funds and large institutions have $87.1M invested in iShares Morningstar Small-Cap Value ETF in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

19% more capital invested

Capital invested by funds: $73.1M → $87.1M (+$14.1M)

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

14% more funds holding

Funds holding: 3540 (+5)

3.52% more ownership

Funds ownership: 71.48%75% (+3.5%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
40
Holders Change
+5
Holders Change %
+14.29%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
13
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AI
1
Atria Investments
North Carolina
$16.2M +$803K +20,967 +5%
Morgan Stanley
2
Morgan Stanley
New York
$10.6M +$998K +26,070 +11%
MWM
3
Merriman Wealth Management
Washington
$7.36M -$357K -9,333 -5%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$6.42M -$325K -8,499 -5%
Ameriprise
5
Ameriprise
Minnesota
$5.51M +$423K +11,055 +9%
LPL Financial
6
LPL Financial
California
$5.39M +$193K +5,034 +4%
Bank of America
7
Bank of America
North Carolina
$4.94M -$930K -24,300 -16%
U
8
UBS
Switzerland
$3.92M -$209K -5,472 -5%
Wells Fargo
9
Wells Fargo
California
$3.37M +$737K +19,263 +30%
AW
10
ACG Wealth
Georgia
$3.04M +$2.91M +75,930 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$2.61M +$2.49M +64,998 New
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$2.4M +$2.3M +60,000 New
ICAS
13
Investors Capital Advisory Services
Massachusetts
$2.34M +$202K +5,286 +10%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$2.15M +$410K +10,698 +25%
CFA
15
Camarda Financial Advisors
Florida
$2.1M +$198K +5,169 +11%
CMP
16
Courage Miller Partners
Virginia
$2.01M -$315K -8,229 -14%
MHS
17
M Holdings Securities
Oregon
$1.08M +$1.03M +26,943 New
NES
18
New England Securities
New York
$910K +$230K +6,003 +36%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$883K -$29.6K -774 -3%
ECM
20
ETrade Capital Management
Virginia
$601K -$28.5K -744 -5%
VFS
21
VSR Financial Services
Kansas
$334K +$319K +8,340 New
BRWA
22
B. Riley Wealth Advisors
Florida
$326K +$34.5K +900 +12%
FIM
23
Freedom Investment Management
Connecticut
$301K -$2.18K -57 -0.8%
BPC
24
Banque Pictet & Cie
Switzerland
$279K +$266K +6,960 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$274K -$2.64K -69 -1%

ISCV Hedge Fund Activity: Q4 2013 in Review

40 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap Value ETF (ISCV) for Q4 2013, worth a combined $87.1M — up 19% from $73.1M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new ISCV positions and 3 closed out — a net gain of 7 holders — while 13 added to existing stakes and 11 trimmed.

The largest buyer was ACG Wealth, opening a new position worth an estimated $2.91M. The largest seller was Timber Hill, exiting entirely with an estimated $4.2M sold.

  • 40 institutional investors held iShares Morningstar Small-Cap Value ETF (ISCV) as of Q4 2013, up from 35 in Q3 2013.
  • Funds reported $87.1M of iShares Morningstar Small-Cap Value ETF stock for Q4 2013, up 19% quarter-over-quarter.
  • 10 funds opened new iShares Morningstar Small-Cap Value ETF positions in Q4 2013 and 3 closed out, a net change of +7 holders.
  • The largest iShares Morningstar Small-Cap Value ETF buyer in Q4 2013 was ACG Wealth, an estimated $2.91M added.
  • The largest iShares Morningstar Small-Cap Value ETF seller in Q4 2013 was Timber Hill, an estimated $4.2M sold.

Based on aggregated 13F filings for Q4 2013.