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iShares Morningstar Small-Cap Value ETF
ISCV

35 hedge funds and large institutions have $73.1M invested in iShares Morningstar Small-Cap Value ETF in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 7

0.55% more ownership

Funds ownership: 70.93% → 71.48% (+0.55%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

8% less funds holding

Funds holding: 38 → 35 (-3)

40% less capital invested

Capital invested by funds: $121M → $73.1M (-$48M)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
35
Holders Change
-3
Holders Change %
-7.89%
% of All Funds
1.13%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
20
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.36M
2
Wells Fargo
Wells Fargo
California
+$1.28M
3
AI
Atria Investments
North Carolina
+$1.14M
4
SNC
Stifel Nicolaus & Co
Missouri
+$706K
5
LPL Financial
LPL Financial
California
+$472K

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.51M
2
QIM
Quest Investment Management
Oregon
-$783K
3
AIG
American International Group
New York
-$565K
4
CMP
Courage Miller Partners
Virginia
-$294K
5
TH
Timber Hill
Connecticut
-$281K
Name Holding Trade Value Shares
Change 		Change in
Stake
AI
1
Atria Investments
North Carolina
$14M +$1.14M +31,458 +9%
Morgan Stanley
2
Morgan Stanley
New York
$8.73M +$277K +7,641 +3%
MWM
3
Merriman Wealth Management
Washington
$7.03M -$186K -5,145 -3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$6.15M +$1.36M +37,572 +29%
Bank of America
5
Bank of America
North Carolina
$5.37M +$370K +10,209 +7%
LPL Financial
6
LPL Financial
California
$4.82M +$472K +13,014 +11%
Ameriprise
7
Ameriprise
Minnesota
$4.62M +$250K +6,909 +6%
TH
8
Timber Hill
Connecticut
$4.2M -$281K -7,755 -6%
U
9
UBS
Switzerland
$3.76M +$127K +3,519 +4%
Wells Fargo
10
Wells Fargo
California
$2.36M +$1.28M +35,229 +119%
CMP
11
Courage Miller Partners
Virginia
$2.13M -$294K -8,103 -12%
ICAS
12
Investors Capital Advisory Services
Massachusetts
$1.94M +$61.8K +1,707 +3%
CFA
13
Camarda Financial Advisors
Florida
$1.72M +$257K +7,080 +18%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.57M +$324K +8,940 +26%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$831K +$17.1K +471 +2%
SNC
16
Stifel Nicolaus & Co
Missouri
$710K +$706K +19,494 New
NES
17
New England Securities
New York
$609K +$356K +9,825 +143%
ECM
18
ETrade Capital Management
Virginia
$573K -$12.8K -354 -2%
FIM
19
Freedom Investment Management
Connecticut
$276K +$10.8K +297 +4%
BRWA
20
B. Riley Wealth Advisors
Florida
$263K +$73K +2,016 +39%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$252K +$14.3K +396 +6%
Creative Planning
22
Creative Planning
Kansas
$193K – – –
AIG
23
American International Group
New York
$188K -$565K -15,588 -75%
Citigroup
24
Citigroup
New York
$171K +$7.72K +213 +5%
MFS
25
MSI Financial Services
Massachusetts
$141K -$1.09K -30 -0.8%
1
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ISCV Hedge Fund Activity: Q3 2013 in Review

35 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap Value ETF (ISCV) for Q3 2013, worth a combined $73.1M — down 40% from $121M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of ISCV and 3 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 20 added.

The largest buyer was Royal Bank of Canada, adding an estimated $1.36M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $2.51M sold.

  • 35 institutional investors held iShares Morningstar Small-Cap Value ETF (ISCV) as of Q3 2013, down from 38 in Q2 2013.
  • Funds reported $73.1M of iShares Morningstar Small-Cap Value ETF stock for Q3 2013, down 40% quarter-over-quarter.
  • 3 funds opened new iShares Morningstar Small-Cap Value ETF positions in Q3 2013 and 5 closed out, a net change of -2 holders.
  • The largest iShares Morningstar Small-Cap Value ETF buyer in Q3 2013 was Royal Bank of Canada, an estimated $1.36M added.
  • The largest iShares Morningstar Small-Cap Value ETF seller in Q3 2013 was Susquehanna International Group, an estimated $2.51M sold.

Based on aggregated 13F filings for Q3 2013.