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iShares Morningstar Small-Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.1M -$830K -14,338 -4%
LPL Financial
2
LPL Financial
California
$5.67M -$171K -2,962 -3%
AAS
3
Avantax Advisory Services
Texas
$4.93M +$679K +11,727 +16%
Osaic Holdings
4
Osaic Holdings
Arizona
$4.03M +$267K +4,606 +7%
Ameriprise
5
Ameriprise
Minnesota
$3.04M +$132K +2,285 +4%
UBS Group
6
UBS Group
Switzerland
$2.25M -$171K -2,956 -7%
SFS
7
Sowell Financial Services
Arkansas
$2.14M +$522K +9,012 +32%
Wells Fargo
8
Wells Fargo
California
$2.11M -$93.5K -1,615 -4%
BAMG
9
Brand Asset Management Group
Missouri
$2.07M
Bank of America
10
Bank of America
North Carolina
$1.92M +$164K +2,831 +9%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.88M +$10.8K +187 +0.6%
Citadel Advisors
12
Citadel Advisors
Florida
$1.82M -$149K -2,573 -7%
JP Morgan Chase
13
JP Morgan Chase
New York
$1.39M
SAS
14
Sanford Advisory Services
Michigan
$1.37M -$255K -4,400 -16%
CL
15
Choreo LLC
Illinois
$1.36M +$10.6K +184 +0.8%
NFG
16
Nations Financial Group
Iowa
$1.26M +$3.7K +64 +0.3%
ACP
17
Aveo Capital Partners
Colorado
$1.25M -$50.9K -880 -4%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$1.21M +$55.8K +964 +5%
FTUS
19
Flow Traders U.S.
New York
$1.2M
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1.08M +$165K +2,857 +18%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.08M +$12.3K +213 +1%
PAG
22
Private Advisor Group
New Jersey
$904K
RIA
23
Richwood Investment Advisors
Ohio
$903K +$913K +15,777 New
TRCT
24
Tower Research Capital (TRC)
New York
$761K +$341K +5,886 +79%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$639K -$67.1K -1,159 -9%