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iShares Morningstar Small-Cap ETF
ISCB

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.8M +$1.95M +54,448 +15%
Ameriprise
2
Ameriprise
Minnesota
$9.75M +$4.42M +123,224 +84%
Bank of America
3
Bank of America
North Carolina
$3.62M +$167K +4,648 +5%
LPL Financial
4
LPL Financial
California
$3.27M -$443K -12,348 -12%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.57M -$3.47M -96,644 -58%
UBS Group
6
UBS Group
Switzerland
$2.39M -$74.4K -2,076 -3%
Wells Fargo
7
Wells Fargo
California
$2.34M +$599K +16,692 +35%
PCM
8
Parsons Capital Management
Rhode Island
$2.19M +$57.4K +1,600 +3%
PAG
9
Private Advisor Group
New Jersey
$2.13M +$2.13M +59,392 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2.1M +$565K +15,744 +37%
Citigroup
11
Citigroup
New York
$1.85M -$247K -6,876 -12%
CL
12
Choreo LLC
Illinois
$1.39M – – –
JMPWA
13
JP Morgan Private Wealth Advisors
California
$1.02M +$660K +18,416 +190%
VFA
14
Voya Financial Advisors
Connecticut
$988K -$8.89K -248 -0.9%
Goldman Sachs
15
Goldman Sachs
New York
$825K -$115K -3,200 -12%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$791K +$65.5K +1,828 +9%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$755K -$31.1K -868 -4%
MFS
18
MSI Financial Services
Massachusetts
$588K -$16.4K -456 -3%
MML Investors Services
19
MML Investors Services
Massachusetts
$570K -$1.65M -46,016 -75%
AG
20
Advisor Group
Arizona
$443K +$11K +308 +3%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$392K -$8.61K -240 -2%
NPC
22
National Planning Corporation
California
$374K +$30.8K +860 +9%
NFG
23
Nations Financial Group
Iowa
$313K +$32.3K +900 +12%
IF
24
Ironwood Financial
Arizona
$189K – – –
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$131K +$11.9K +332 +10%
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