|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$15.8M
|
+$4M
|
+246,521
|
+32%
|
|
|
2
|
|
$10.4M
|
+$1.17M
|
+72,242
|
+12%
|
|
|
3
|
|
$8.58M
|
+$981K
|
+60,416
|
+12%
|
|
|
4
|
UBS Group
Zurich,
Switzerland
|
$6.87M
|
+$7.13M
|
+438,910
|
New
|
|
|
5
|
Karpus Investment Management
Pittsford,
New York
|
$2.64M
|
-$115K
|
-7,079
|
-4%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$1.55M
|
-$61.9K
|
-3,814
|
-4%
|
|
|
7
|
Aviance Capital Partners
Naples,
Florida
|
$1.23M
|
-$50.6K
|
-3,114
|
-4%
|
|
|
8
|
Ameriprise
Minneapolis,
Minnesota
|
$624K
|
-$12.3K
|
-756
|
-2%
|
|
|
9
|
LPL Financial
San Diego,
California
|
$442K
|
+$9.14K
|
+563
|
+2%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$430K
|
-$70.8K
|
-4,360
|
-14%
|
|
|
11
|
National Planning Corporation
El Segundo,
California
|
$276K
|
-$1.55M
|
-95,330
|
-84%
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$216K
|
-$6.19K
|
-381
|
-3%
|
|
|
13
|
Investors Capital Advisory Services
Lynnfield,
Massachusetts
|
$193K
|
-$20.3K
|
-1,251
|
-9%
|
|
|
14
|
Oppenheimer & Co
New York
|
$181K
|
+$13.4K
|
+827
|
+8%
|
|
|
15
|
Doliver Advisors
Houston,
Texas
|
$171K
|
+$178K
|
+10,970
|
New
|
|
|
16
|
|
$170K
|
+$176K
|
+10,848
|
New
|
|
|
17
|
American International Group
New York
|
$26.6K
|
+$11.4K
|
+700
|
+70%
|
|
|
18
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$20K
|
+$12.2K
|
+750
|
+150%
|
|
|
19
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$17K
|
–
|
–
|
–
|
|
|
20
|
Reilly Financial Advisors
La Mesa,
California
|
$16K
|
–
|
–
|
–
|
|
|
21
|
MSI Financial Services
Springfield,
Massachusetts
|
$15K
|
+$7.79K
|
+480
|
+96%
|
|
|
22
|
Exchange Capital Management
Ann Arbor,
Michigan
|
$12K
|
+$13K
|
+800
|
New
|
|
|
23
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$9K
|
+$9.74K
|
+600
|
New
|
|
|
24
|
Next Financial Group
Houston,
Texas
|
$4K
|
–
|
–
|
–
|
|
|
25
|
Tower Research Capital (TRC)
New York
|
$1K
|
-$55.3K
|
-3,403
|
-99%
|
|
