|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$13.1M
|
+$2.8M
|
+154,833
|
+25%
|
|
|
2
|
|
$10.1M
|
+$411K
|
+22,689
|
+4%
|
|
|
3
|
|
$10M
|
-$1.44M
|
-79,633
|
-12%
|
|
|
4
|
|
$8.36M
|
+$1.5M
|
+82,767
|
+20%
|
|
|
5
|
Karpus Investment Management
Pittsford,
New York
|
$3.01M
|
-$6.24M
|
-344,492
|
-66%
|
|
|
6
|
National Planning Corporation
El Segundo,
California
|
$1.88M
|
-$65K
|
-3,590
|
-3%
|
|
|
7
|
Wells Fargo
San Francisco,
California
|
$1.77M
|
+$114K
|
+6,303
|
+7%
|
|
|
8
|
Aviance Capital Partners
Naples,
Florida
|
$1.4M
|
-$82.8K
|
-4,575
|
-5%
|
|
|
9
|
Ameriprise
Minneapolis,
Minnesota
|
$696K
|
+$71.8K
|
+3,966
|
+11%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$545K
|
+$97.5K
|
+5,386
|
+20%
|
|
|
11
|
LPL Financial
San Diego,
California
|
$464K
|
+$284K
|
+15,705
|
+131%
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$243K
|
-$135K
|
-7,472
|
-34%
|
|
|
13
|
Investors Capital Advisory Services
Lynnfield,
Massachusetts
|
$233K
|
–
|
–
|
–
|
|
|
14
|
Oppenheimer & Co
New York
|
$183K
|
-$13.5K
|
-745
|
-7%
|
|
|
15
|
Tower Research Capital (TRC)
New York
|
$59K
|
-$20.8K
|
-1,148
|
-25%
|
|
|
16
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$18K
|
–
|
–
|
–
|
|
|
17
|
American International Group
New York
|
$17.1K
|
–
|
–
|
–
|
|
|
18
|
Reilly Financial Advisors
La Mesa,
California
|
$17K
|
–
|
–
|
–
|
|
|
19
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$9K
|
–
|
–
|
–
|
|
|
20
|
MSI Financial Services
Springfield,
Massachusetts
|
$9K
|
–
|
–
|
–
|
|
|
21
|
Next Financial Group
Houston,
Texas
|
$4K
|
+$4.44K
|
+245
|
New
|
|
|
22
|
Ground Swell Capital
Folly Beach,
South Carolina
|
$3K
|
-$1.81K
|
-100
|
-33%
|
|
|
23
|
AQR Capital Management
Greenwich,
Connecticut
|
–
|
-$414K
|
-22,288
|
Closed
|
|
|
24
|
Stifel Financial
St. Louis,
Missouri
|
–
|
-$193K
|
-10,414
|
Closed
|
|
|
25
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$186K
|
-10,015
|
Closed
|
|
