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iShares Convertible Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
RW
301
Regimen Wealth
Georgia
– -$252K -3,628 Closed
LSA
302
Lion Street Advisors
Texas
– -$367K -3,587 Closed
MYIA
303
Mount Yale Investment Advisors
Colorado
– -$241K -3,476 Closed
TPWA
304
TRUE Private Wealth Advisors
Oregon
– -$241K -3,463 Closed
Calamos Advisors
305
Calamos Advisors
Illinois
– -$226K -3,260 Closed
CC
306
Copperleaf Capital
North Carolina
– -$216K -3,108 Closed
RFP
307
RCS Financial Planning
Maryland
– -$210K -3,027 Closed
WHCI
308
W.H. Cornerstone Investments
Massachusetts
– -$217K -3,014 Closed
QPWM
309
Quadrant Private Wealth Management
Pennsylvania
– -$200K -2,882 Closed
SC
310
Sierra Capital
Florida
– -$190K -2,738 Closed
MCC
311
Money Concepts Capital
Florida
– -$185K -2,667 Closed
CAL
312
Capital Analysts LLC
Pennsylvania
– -$153K -2,206 Closed
BFEC
313
Benjamin F. Edwards & Company
Missouri
– -$105K -1,508 Closed
PFBT
314
Parkside Financial Bank & Trust
Missouri
– -$104K -1,496 Closed
APC
315
Aspire Private Capital
North Carolina
– -$102K -1,465 Closed
PPC
316
Park Place Capital
Alabama
– -$95K -1,374 Closed
PTC
317
Private Trust Company
Ohio
– -$63K -903 Closed
FA
318
Fiduciary Alliance
South Carolina
– -$41.5K -598 Closed
RFA
319
Resurgent Financial Advisors
Georgia
– -$41.1K -592 Closed
PVH
320
Psagot Value Holdings
Israel
– -$39K -555 Closed
FCG
321
Financial Connections Group
California
– -$34K -500 Closed
NRC
322
New Republic Capital
North Carolina
– -$33.8K -486 Closed
JFGIW
323
Johnson Financial Group Inc (Wisconsin)
Wisconsin
– -$30.9K -445 Closed
Rockefeller Capital Management
324
Rockefeller Capital Management
New York
– -$27K -392 Closed
LFA
325
LGT Financial Advisors
Texas
– -$26K -374 Closed