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iShares Convertible Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
FGAM
1
Financial Gravity Asset Management
Texas
$85M +$67.1M +883,099 +2,269%
Bank of America
2
Bank of America
North Carolina
$76.2M +$15.2M +200,076 +24%
Bank of Nova Scotia
3
Bank of Nova Scotia
Ontario, Canada
$48.4M +$49.6M +652,400 New
TCM
4
Tradewinds Capital Management
Washington
$45.9M +$46.9M +617,581 +46,716%
ANTB
5
AMG National Trust Bank
Colorado
$34.5M -$6.91M -90,932 -16%
Ameriprise
6
Ameriprise
Minnesota
$30.1M -$1.67M -21,953 -5%
AssetMark Inc
7
AssetMark Inc
California
$29.4M +$2.07M +27,290 +7%
AA
8
Advisory Alpha
Michigan
$29.3M +$1.78M +23,375 +6%
GI
9
Gradient Investments
Minnesota
$28.1M +$253K +3,324 +0.9%
PWMG
10
Prestige Wealth Management Group
New Jersey
$23.4M +$23.9M +314,824 New
NYLIM
11
New York Life Investment Management
New York
$23.2M -$5.48M -72,120 -19%
Nomura Asset Management
12
Nomura Asset Management
Japan
$22.5M +$11.7M +153,720 +103%
BAAM
13
Baker Avenue Asset Management
California
$19.5M +$1.95M +25,605 +11%
LPL Financial
14
LPL Financial
California
$16.6M +$6.15M +80,920 +57%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$15.3M +$6.74M +88,680 +75%
CS
16
Credit Suisse
Switzerland
$14.2M +$121K +1,598 New
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$13M -$198K -2,604 -1%
AllianceBernstein
18
AllianceBernstein
Tennessee
$12.9M -$28.8M -379,090 -69%
Thrivent Financial for Lutherans
19
Thrivent Financial for Lutherans
Minnesota
$11.7M +$10.7M +141,149 +852%
OPCM
20
Osborne Partners Capital Management
California
$10.1M +$767K +10,088 +8%
CPG
21
Cornerstone Planning Group
New Jersey
$9.44M +$1.17M +15,388 +14%
AA
22
Aire Advisors
California
$9.12M -$21.4K -281 -0.2%
AWM
23
Adams Wealth Management
Utah
$8.81M +$93.9K +1,235 +1%
Morgan Stanley
24
Morgan Stanley
New York
$8.23M +$464K +6,106 +6%
UBS Group
25
UBS Group
Switzerland
$7.48M +$3.16M +41,547 +70%