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iShares US Regional Banks ETF
IAT

Name Holding Trade Value Shares
Change 		Change in
Stake
BAM
1
Baring Asset Management
United Kingdom
$39.8M +$40.4M +1,137,299 +2,600%
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$26.7M -$36.5M -1,025,960 -56%
Bank of America
3
Bank of America
North Carolina
$10.9M +$2.23M +62,788 +24%
UBS Group
4
UBS Group
Switzerland
$10.5M +$1.81M +50,814 +19%
Goldman Sachs
5
Goldman Sachs
New York
$7.88M +$486K +13,679 +6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.78M +$367K +10,328 +5%
MC
7
Martin & Co
Tennessee
$7.28M +$202K +5,690 +3%
BPC
8
Banque Pictet & Cie
Switzerland
$6.27M +$176K +4,950 +3%
BCM
9
BTR Capital Management
California
$6.16M +$147K +4,135 +2%
NCA
10
New Century Advisors
Maryland
$4.93M – – –
Morgan Stanley
11
Morgan Stanley
New York
$4.83M +$1.25M +35,232 +33%
Wells Fargo
12
Wells Fargo
California
$4.46M -$603K -16,964 -11%
NSIM
13
North Star Investment Management
Illinois
$3.41M -$143K -4,035 -4%
HighTower Advisors
14
HighTower Advisors
Illinois
$3.24M -$2.21K -62 -0.1%
OSNBOA
15
Old Second National Bank of Aurora
Illinois
$2.72M -$24.8K -697 -0.9%
BPCE
16
Bank Pictet & Cie (Europe)
Germany
$2.63M -$363K -10,200 -12%
SI
17
Stephens Inc
Arkansas
$2.19M +$26.2K +736 +1%
LPL Financial
18
LPL Financial
California
$1.71M +$37.3K +1,049 +2%
CA
19
Cetera Advisors
Colorado
$1.3M +$1.37M +38,446 New
PFPT
20
Pinnacle Financial Partners (Tennessee)
Tennessee
$1.3M +$71.4K +2,008 +6%
CS
21
Credit Suisse
Switzerland
$1.11M +$1.17M +32,903 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.05M +$69.9K +1,966 +7%
CIBC World Market
23
CIBC World Market
Ontario, Canada
$1.04M +$105K +2,958 +11%
V
24
Veritable
Delaware
$1.01M +$356K +10,000 +50%
MFS
25
MSI Financial Services
Massachusetts
$978K +$985K +27,708 +2,145%
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