|
1
|
Saba Capital Management
New York
|
$13.2M
|
–
|
–
|
–
|
|
|
2
|
|
$3.51M
|
-$157K
|
-21,225
|
-4%
|
|
|
3
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$3.09M
|
+$140K
|
+18,853
|
+5%
|
|
|
4
|
Shaker Financial Services
Arlington,
Virginia
|
$1.46M
|
+$126K
|
+17,016
|
+9%
|
|
|
5
|
Osaic Holdings
Scottsdale,
Arizona
|
$1.09M
|
+$31.9K
|
+4,300
|
+3%
|
|
|
6
|
Raymond James Financial
St Petersburg,
Florida
|
$942K
|
-$52.3K
|
-7,052
|
-5%
|
|
|
7
|
Private Advisor Group
Morristown,
New Jersey
|
$841K
|
-$15.6K
|
-2,100
|
-2%
|
|
|
8
|
NWF Advisory Services
Los Angeles,
California
|
$824K
|
+$44.5K
|
+6,000
|
+6%
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$782K
|
+$62.9K
|
+8,481
|
+9%
|
|
|
10
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$675K
|
–
|
–
|
–
|
|
|
11
|
LPL Financial
San Diego,
California
|
$347K
|
+$256K
|
+34,561
|
+265%
|
|
|
12
|
Comerica Bank
Dallas,
Texas
|
$201K
|
+$482
|
+65
|
+0.2%
|
|
|
13
|
UHLMANN PRICE SECURITIES
Skokie,
Illinois
|
$194K
|
+$5.13K
|
+691
|
+3%
|
|
|
14
|
Decision Investments
San Diego,
California
|
$174K
|
+$178K
|
+23,958
|
New
|
|
|
15
|
Closed-End Fund Advisors
Richmond,
Virginia
|
$134K
|
+$136K
|
+18,349
|
New
|
|
|
16
|
XML Financial
Bethesda,
Maryland
|
$113K
|
–
|
–
|
–
|
|
|
17
|
UBS Group
Zurich,
Switzerland
|
$110K
|
-$314K
|
-42,253
|
-74%
|
|
|
18
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
$101K
|
–
|
–
|
–
|
|
|
19
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$17.4K
|
–
|
–
|
–
|
|
|
20
|
Rockefeller Capital Management
New York
|
$6.55K
|
–
|
–
|
–
|
|
|
21
|
Steward Partners Investment Advisory
New York
|
$4.46K
|
–
|
–
|
–
|
|
|
22
|
Eastern Bank
Boston,
Massachusetts
|
$2.91K
|
–
|
–
|
–
|
|
|
23
|
Highline Wealth Partners
Sherman Oaks,
California
|
$2.91K
|
+$2.97K
|
+400
|
New
|
|
|
24
|
Allspring Global Investments
Charlotte,
North Carolina
|
–
|
-$235K
|
-31,339
|
Closed
|
|
|
25
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$29.5K
|
-3,936
|
Closed
|
|
