|
1
|
Saba Capital Management
New York
|
$13.6M
|
–
|
–
|
–
|
|
|
2
|
|
$3.78M
|
-$59.5K
|
-8,322
|
-2%
|
|
|
3
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$3.05M
|
+$2.35M
|
+328,562
|
+424%
|
|
|
4
|
Shaker Financial Services
Arlington,
Virginia
|
$1.36M
|
+$57.6K
|
+8,050
|
+5%
|
|
|
5
|
Osaic Holdings
Scottsdale,
Arizona
|
$1.07M
|
-$13K
|
-1,818
|
-1%
|
|
|
6
|
Raymond James Financial
St Petersburg,
Florida
|
$1.02M
|
+$49.6K
|
+6,934
|
+5%
|
|
|
7
|
Private Advisor Group
Morristown,
New Jersey
|
$882K
|
-$617K
|
-86,310
|
-42%
|
|
|
8
|
NWF Advisory Services
Los Angeles,
California
|
$804K
|
+$34.3K
|
+4,800
|
+5%
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$742K
|
-$30.4K
|
-4,250
|
-4%
|
|
|
10
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$696K
|
+$385K
|
+53,894
|
+139%
|
|
|
11
|
UBS Group
Zurich,
Switzerland
|
$431K
|
-$4.44K
|
-621
|
-1%
|
|
|
12
|
Allspring Global Investments
Charlotte,
North Carolina
|
$235K
|
–
|
–
|
–
|
|
|
13
|
Comerica Bank
Dallas,
Texas
|
$207K
|
+$472
|
+66
|
+0.2%
|
|
|
14
|
UHLMANN PRICE SECURITIES
Skokie,
Illinois
|
$195K
|
+$4.96K
|
+694
|
+3%
|
|
|
15
|
XML Financial
Bethesda,
Maryland
|
$117K
|
–
|
–
|
–
|
|
|
16
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
$104K
|
+$14.2K
|
+1,985
|
+17%
|
|
|
17
|
LPL Financial
San Diego,
California
|
$98K
|
-$6.44K
|
-900
|
-6%
|
|
|
18
|
Advisory Services Network
Atlanta,
Georgia
|
$29.5K
|
+$28.2K
|
+3,936
|
New
|
|
|
19
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$18K
|
-$1.43K
|
-200
|
-8%
|
|
|
20
|
CoreCap Advisors
Southfield,
Michigan
|
$16.5K
|
-$5.72K
|
-800
|
-27%
|
|
|
21
|
Rockefeller Capital Management
New York
|
$6.75K
|
+$6.44K
|
+900
|
New
|
|
|
22
|
Steward Partners Investment Advisory
New York
|
$4.59K
|
–
|
–
|
–
|
|
|
23
|
Eastern Bank
Boston,
Massachusetts
|
$3K
|
–
|
–
|
–
|
|
|
24
|
NBC Securities
Birmingham,
Alabama
|
$3K
|
–
|
–
|
–
|
|
|
25
|
Absolute Investment Advisers
Rosemary Beach,
Florida
|
–
|
-$1.48M
|
-210,900
|
Closed
|
|
