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HYV

BALCKROCK CORP HG YLD FD V INC
HYV

Delisted

HYV was delisted on the 15th of November, 2013.

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Name Holding Trade Value Shares
Change 		Change in
Stake
GC
1
Guggenheim Capital
Illinois
$22.2M +$23.6M +1,812,816 New
Invesco
2
Invesco
Georgia
$4.76M +$5.07M +389,223 New
Wells Fargo
3
Wells Fargo
California
$3.97M +$4.22M +324,359 New
AAM
4
Advisors Asset Management
Colorado
$3.29M +$3.5M +268,843 New
PPA
5
Parametric Portfolio Associates
Washington
$2.84M +$3.02M +232,230 New
Morgan Stanley
6
Morgan Stanley
New York
$2.61M +$2.78M +213,695 New
TFMS
7
Trust & Fiduciary Management Services
Massachusetts
$2.47M +$2.63M +201,881 New
PRCM
8
Pine River Capital Management
Minnesota
$2.31M +$2.46M +188,671 New
Neuberger Berman Group
9
Neuberger Berman Group
New York
$2.08M +$2.21M +170,000 New
CA
10
Cornerstone Advisors
North Carolina
$1.49M +$1.59M +122,161 New
ACM
11
Aviance Capital Management
Florida
$1.32M +$1.41M +108,358 New
U
12
UBS
Switzerland
$912K +$971K +74,521 New
Bank of America
13
Bank of America
North Carolina
$756K +$806K +61,847 New
LPL Financial
14
LPL Financial
California
$706K +$752K +57,754 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$463K +$493K +37,849 New
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$432K +$461K +35,354 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
$430K +$458K +35,165 New
FAAS
18
First Allied Advisory Services
California
$413K +$441K +33,875 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$328K +$349K +26,808 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$279K +$298K +22,851 New
First Trust Advisors
21
First Trust Advisors
Illinois
$277K +$295K +22,657 New
VFS
22
VSR Financial Services
Kansas
$272K +$290K +22,272 New
CCB
23
Cutter & Co Brokerage
Missouri
$231K +$246K +18,880 New
OC
24
Oppenheimer & Co
New York
$229K +$244K +18,709 New
Citigroup
25
Citigroup
New York
$226K +$240K +18,463 New
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