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HYV

BALCKROCK CORP HG YLD FD V INC
HYV

Delisted

HYV was delisted on the 15th of November, 2013.

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Name Holding Trade Value Shares
Change 		Change in
Stake
GC
1
Guggenheim Capital
Illinois
– -$19.2M -1,584,044 Closed
SCM
2
Saba Capital Management
New York
– -$6.01M -495,845 Closed
Invesco
3
Invesco
Georgia
– -$4.86M -400,804 Closed
PRCM
4
Pine River Capital Management
Minnesota
– -$4.57M -376,833 Closed
EAM
5
Eagle Asset Management
Florida
– -$4.34M -359,160 Closed
PPA
6
Parametric Portfolio Associates
Washington
– -$3.69M -304,327 Closed
Wells Fargo
7
Wells Fargo
California
– -$3.13M -258,680 Closed
AAM
8
Advisors Asset Management
Colorado
– -$2.91M -240,029 Closed
Neuberger Berman Group
9
Neuberger Berman Group
New York
– -$2.39M -197,000 Closed
TFMS
10
Trust & Fiduciary Management Services
Massachusetts
– -$2.23M -184,201 Closed
Morgan Stanley
11
Morgan Stanley
New York
– -$2.22M -182,902 Closed
Bank of America
12
Bank of America
North Carolina
– -$1.89M -155,527 Closed
CA
13
Cornerstone Advisors
North Carolina
– -$1.48M -122,161 Closed
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
– -$1.26M -104,053 Closed
SIA
15
Sit Investment Associates
Minnesota
– -$976K -80,557 Closed
U
16
UBS
Switzerland
– -$843K -69,492 Closed
LPL Financial
17
LPL Financial
California
– -$749K -61,956 Closed
WAM
18
Wolverine Asset Management
Illinois
– -$710K -58,622 Closed
Goldman Sachs
19
Goldman Sachs
New York
– -$598K -49,367 Closed
RCM
20
Rivernorth Capital Management
Florida
– -$490K -40,433 Closed
DA
21
Doliver Advisors
Texas
– -$473K -39,061 Closed
LTFS
22
Ladenburg Thalmann Financial Services
Florida
– -$457K -37,725 Closed
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
– -$428K -35,354 Closed
RJFSA
24
Raymond James Financial Services Advisors
Florida
– -$425K -35,072 Closed
FAAS
25
First Allied Advisory Services
California
– -$359K -29,675 Closed
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