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PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FANJ
176
Financial Architects (New Jersey)
New Jersey
$17K – – –
AA
177
Apriem Advisors
California
$15K – – –
MFBTD
178
MB Financial Bank - Trust Department
Illinois
$15K +$14.8K +146 New
ONB
179
Old National Bancorp
Indiana
$15K +$14.8K +146 New
HCM
180
Highlander Capital Management
New Jersey
$12K – – –
Northwestern Mutual Wealth Management
181
Northwestern Mutual Wealth Management
Wisconsin
$12K +$9.74K +96 +400%
LWM
182
LBA Wealth Management
Florida
$12K +$11.7K +115 New
SEI Investments
183
SEI Investments
Pennsylvania
$11K +$6.7K +66 +165%
WA
184
Winfield Associates
Ohio
$10K -$81.2K -800 -89%
CHC
185
City Holding Co
West Virginia
$10K – – –
ASN
186
Advisory Services Network
Georgia
$10K +$5.08K +50 +102%
FA
187
Financial Advantage
Maryland
$10K +$9.64K +95 New
VIA
188
Vantage Investment Advisors
Pennsylvania
$10K +$10.4K +102 New
IWMPD
189
Integrated Wealth Management (Palm Desert)
California
$10K +$10.9K +107 New
SSB
190
Sandy Spring Bank
Maryland
$8K – – –
TCOV
191
Trust Company of Vermont
Vermont
$4K – – –
WA
192
WealthTrust-Arizona
Arizona
$3K -$32.7K -322 -91%
RFA
193
Reilly Financial Advisors
California
$2K +$2.23K +22 New
LG
194
Leuthold Group
Minnesota
– -$6.29M -62,355 Closed
Jane Street
195
Jane Street
New York
– -$5.42M -53,796 Closed
HSA
196
HBK Sorce Advisory
Pennsylvania
– -$4.26M -42,242 Closed
Verition Fund Management
197
Verition Fund Management
Connecticut
– -$3.02M -29,961 Closed
Goldman Sachs
198
Goldman Sachs
New York
– -$1.37M -13,571 Closed
Deutsche Bank
199
Deutsche Bank
Germany
– -$1.29M -12,800 Closed
NPC
200
National Planning Corporation
California
– -$1.03M -10,191 Closed