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PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
1
Allianz Asset Management
Germany
$143M -$14.8M -156,100 -9%
CSIA
2
Charles Schwab Investment Advisory
California
$143M +$5.28M +55,886 +4%
WIM
3
Windhaven Investment Management
Massachusetts
$117M -$12.9M -135,979 -10%
Wells Fargo
4
Wells Fargo
California
$79M +$12.6M +133,164 +18%
RIG
5
RiverFront Investment Group
Virginia
$61.1M -$1.25M -13,240 -2%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$53.8M -$16.8M -177,492 -23%
Ameriprise
7
Ameriprise
Minnesota
$43.1M -$2.91M -30,813 -6%
Morgan Stanley
8
Morgan Stanley
New York
$41.1M -$1.94M -20,499 -4%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$35.6M +$2.03M +21,521 +6%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$27.8M +$1.74M +18,389 +6%
FTUS
11
Flow Traders U.S.
New York
$26.6M +$27.4M +289,788 +35,340%
Bank of America
12
Bank of America
North Carolina
$25.4M -$25.3M -267,532 -49%
LPL Financial
13
LPL Financial
California
$24.4M +$12.5M +131,953 +98%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$22.4M +$13.2M +140,150 +134%
BCI
15
Brinker Capital Investments
Pennsylvania
$16.1M -$2.43M -25,705 -13%
AssetMark Inc
16
AssetMark Inc
California
$15M -$4.38M -46,336 -22%
UBS Group
17
UBS Group
Switzerland
$14.5M -$7.4M -78,266 -33%
GIM
18
Goelzer Investment Management
Indiana
$12.4M +$2.14M +22,611 +20%
RJA
19
Raymond James & Associates
Florida
$12.2M -$866K -9,162 -6%
Goldman Sachs
20
Goldman Sachs
New York
$11.8M +$12.2M +129,060 New
BCMO
21
Buckingham Capital Management (Ohio)
Ohio
$11.8M -$4.04M -42,770 -25%
CHA
22
Cedar Hill Associates
Illinois
$11.3M -$425K -4,500 -4%
PA
23
Pinnacle Associates
New York
$8.92M -$519K -5,489 -5%
AC
24
AFAM Capital
Texas
$8.34M -$1.42M -15,069 -14%
CASB
25
Cape Ann Savings Bank
Massachusetts
$7.68M +$522K +5,523 +7%