Apriem Advisors’s PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-41	Closed	-$4K	–	614
2016 Q2	$4K	Buy	+41	New	+$4K	﹤0.01%	491
2015 Q2	–	Sell	-147	Closed	-$15K	–	648
2015 Q1	$15K	Hold	147	–	–	0.01%	364
2014 Q4	$15K	Buy	+147	New	+$15K	0.01%	332