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PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AA
176
Apriem Advisors
California
$15K +$15.2K +147 New
HCM
177
Highlander Capital Management
New Jersey
$11K
CHC
178
City Holding Co
West Virginia
$10K +$10.3K +100 New
Thrivent Financial for Lutherans
179
Thrivent Financial for Lutherans
Minnesota
$8K -$1.03K -10 -11%
SSB
180
Sandy Spring Bank
Maryland
$8K +$8.36K +81 New
MAS
181
Madden Advisory Services
Florida
$6K
ASN
182
Advisory Services Network
Georgia
$5K +$5.06K +49 New
TCOV
183
Trust Company of Vermont
Vermont
$4K
SEI Investments
184
SEI Investments
Pennsylvania
$4K +$4.13K +40 New
Northwestern Mutual Wealth Management
185
Northwestern Mutual Wealth Management
Wisconsin
$2K -$3.4K -33 -58%
FSIM
186
F-Squared Investment Management
Massachusetts
-$85.4M -823,501 Closed
SAS
187
Sage Advisory Services
Texas
-$49.1M -474,033 Closed
BCM
188
Bluefin Capital Management
New York
-$19.1M -184,203 Closed
FA
189
FDx Advisors
Illinois
-$17M -164,015 Closed
MPWT
190
MassMutual Private Wealth & Trust
Connecticut
-$16.8M -162,400 Closed
Ohio Public Employees Retirement System (OPERS)
191
Ohio Public Employees Retirement System (OPERS)
Ohio
-$10.3M -99,077 Closed
ECM
192
ETrade Capital Management
Virginia
-$10.1M -97,173 Closed
SB
193
Suntrust Banks
Georgia
-$4.88M -47,118 Closed
CFMC
194
Curbstone Financial Management Corp
New Hampshire
-$3.42M -32,967 Closed
TWM
195
Torch Wealth Management
Ohio
-$759K -7,325 Closed
PMG
196
ProVise Management Group
Florida
-$753K -7,264 Closed
IPC
197
Independent Portfolio Consultants
Florida
-$706K -6,810 Closed
JG
198
Jefferies Group
New York
-$443K -4,277 Closed
TNBTD
199
Trustmark National Bank Trust Department
Mississippi
-$404K -3,897 Closed
CAM
200
Columbia Asset Management
Michigan
-$295K -2,842 Closed