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PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS

Name Holding Trade Value Shares
Change 		Change in
Stake
TCOV
176
Trust Company of Vermont
Vermont
$4K – – –
Mirae Asset Global Investments
177
Mirae Asset Global Investments
South Korea
– -$15M -140,250 Closed
QA
178
Quantitative Advantage
Minnesota
– -$5.27M -49,300 Closed
HC
179
HHG & Company
Connecticut
– -$4.56M -42,647 Closed
BAAM
180
Baker Avenue Asset Management
California
– -$4.33M -40,515 Closed
Susquehanna International Group
181
Susquehanna International Group
Pennsylvania
– -$1.63M -15,419 Closed
HIM
182
Hanlon Investment Management
New Jersey
– -$1.36M -12,753 Closed
CWM
183
Concert Wealth Management
California
– -$795K -7,716 Closed
Toronto Dominion Bank
184
Toronto Dominion Bank
Ontario, Canada
– -$725K -6,800 Closed
HCM
185
Harvest Capital Management
New Hampshire
– -$668K -6,250 Closed
V
186
Veritable
Delaware
– -$410K -3,839 Closed
Rafferty Asset Management
187
Rafferty Asset Management
New York
– -$404K -3,779 Closed
WS
188
Wedbush Securities
California
– -$379K -3,542 Closed
IAA
189
Ironsides Asset Advisors
North Carolina
– -$321K -3,000 Closed
HCM
190
Hengehold Capital Management
Ohio
– -$241K -2,257 Closed
FFS
191
Founders Financial Securities
Maryland
– -$232K -2,174 Closed
HI
192
Horizon Investments
North Carolina
– -$232K -2,174 Closed
ECAM
193
East Coast Asset Management
Massachusetts
– -$214K -2,000 Closed
EAM
194
Evanson Asset Management
California
– -$214K -2,000 Closed
BOS
195
Bank of Stockton
California
– -$204K -1,905 Closed
GHAM
196
Gilman Hill Asset Management
Connecticut
– -$203K -1,900 Closed
SC
197
Scotia Capital
Ontario, Canada
– -$200K -1,875 Closed
CFA
198
Carroll Financial Associates
North Carolina
– -$48K -450 Closed
BCM
199
Blume Capital Management
California
– -$27K -248 Closed
BRWA
200
B. Riley Wealth Advisors
Florida
– -$21.4K -200 Closed
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