Baker Avenue Asset Management’s PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS Stock Holding History

Baker Avenue Asset Management’s Portfolio HYS Stock Details HYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-40,515	Closed	-$4.33M	–	289
2014 Q2	$4.33M	Sell	40,515 -1,928	-5%	-$206K	0.62%	37
2014 Q1	$4.53M	Buy	42,443 +2,334	+6%	+$249K	0.76%	26
2013 Q4	$4.27M	Buy	40,109 +3,650	+10%	+$387K	0.82%	28
2013 Q3	$3.83M	Buy	36,459 +2,232	+7%	+$233K	0.8%	33
2013 Q2	$3.53M	Buy	+34,227	New	+$3.59M	0.87%	27

Other funds holding HYS

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Curian Capital Denver, Colorado $1.35B AUM 0.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

FSIM

F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baker Avenue Asset Management's HYS Position: Q3 2014 in Review

Baker Avenue Asset Management sold out of PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) in Q3 2014, closing a stake of 40,515 shares — an estimated $4.33M sold.

Baker Avenue Asset Management first reported a position in HYS in Q2 2013 and held it in 5 quarters. The position peaked at $4.53M in Q1 2014. 176 funds tracked by Wall St. Rank hold HYS as of Q3 2014.

Baker Avenue Asset Management reported no remaining PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position as of Q3 2014 after selling out during the quarter.
Baker Avenue Asset Management sold 40,515 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund shares in Q3 2014, an estimated $4.33M.
Baker Avenue Asset Management first reported a position in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in Q2 2013 and held it in 5 quarters.
Baker Avenue Asset Management's PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position peaked at $4.53M in Q1 2014.
176 funds tracked by Wall St. Rank held PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund as of Q3 2014.

Based on Baker Avenue Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.