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PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund

164 hedge funds and large institutions have $1.19B invested in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in 2016 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 54 increasing their positions, 66 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 13

11% more funds holding in top 10

Funds holding in top 10: 910 (+1)

1% more funds holding

Funds holding: 162164 (+2)

3.72% less ownership

Funds ownership: 64.77%61.05% (-3.7%)

12% less capital invested

Capital invested by funds: $1.34B → $1.19B (-$154M)

18% less repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 66

67% less call options, than puts

Call options by funds: $239K | Put options by funds: $726K

Holders
164
Holders Change
+2
Holders Change %
+1.23%
% of All Funds
4.38%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.27%
New
18
Increased
54
Reduced
66
Closed
13
Calls
$239K
Puts
$726K
Net Calls
-$487K
Net Calls Change
-$487K
Name Holding Trade Value Shares
Change
Change in
Stake
HIM
51
Hillsdale Investment Management
Ontario, Canada
$2.22M
ACM
52
Aviance Capital Management
Florida
$2.21M +$173K +1,768 +9%
IA
53
IFP Advisors
Florida
$2.2M +$623K +6,357 +40%
PAA
54
Peregrine Asset Advisers
Oregon
$2.2M -$37.1K -378 -2%
TFA
55
Transamerica Financial Advisors
Florida
$2M -$3.86M -39,387 -66%
Creative Planning
56
Creative Planning
Kansas
$1.9M -$52.2K -532 -3%
BCM
57
Bluefin Capital Management
New York
$1.88M +$934K +9,523 +102%
CWM
58
Cabot Wealth Management
Massachusetts
$1.88M +$1.85M +18,845 New
RC
59
Roundview Capital
New Jersey
$1.69M -$29.4K -300 -2%
HH
60
Hilltop Holdings
Texas
$1.6M -$90.7K -925 -5%
RJFSA
61
Raymond James Financial Services Advisors
Florida
$1.39M -$695K -7,083 -34%
FIM
62
Freedom Investment Management
Connecticut
$1.37M +$43.9K +448 +3%
SIA
63
SeaBridge Investment Advisors
New Jersey
$1.26M
VAS
64
Valicenti Advisory Services
New York
$1.2M +$1.19M +12,103 New
Koshinski Asset Management
65
Koshinski Asset Management
Illinois
$1.16M +$186K +1,892 +19%
Invesco
66
Invesco
Georgia
$1.15M -$376K -3,833 -25%
Kayne Anderson Rudnick Investment Management
67
Kayne Anderson Rudnick Investment Management
California
$1.06M -$135K -1,375 -11%
FAAS
68
First Allied Advisory Services
California
$1.06M -$85.3K -870 -8%
PAG
69
Private Advisor Group
New Jersey
$1.01M -$36.7K -374 -4%
BFEC
70
Benjamin F. Edwards & Company
Missouri
$946K +$8.53K +87 +0.9%
Bank of New York Mellon
71
Bank of New York Mellon
New York
$904K +$323K +3,289 +57%
APSP
72
Asset Planning Services (Pennsylvania)
Pennsylvania
$875K +$8.83K +90 +1%
WA
73
Winfield Associates
Ohio
$808K -$41.7K -425 -5%
TAT
74
TD Ameritrade Trust
Colorado
$780K +$7.36K +75 +1%
AA
75
Alesco Advisors
New York
$766K

HYS Hedge Fund Activity: Q3 2016 in Review

164 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) for Q3 2016, worth a combined $1.19B — down 12% from $1.34B a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new HYS positions and 13 closed out — a net gain of 5 holders — while 54 added to existing stakes and 66 trimmed.

The largest buyer was Credit Suisse, adding an estimated $47.1M. The largest seller was Virtu KCG Holdings, cutting an estimated $84M.

  • 164 institutional investors held PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) as of Q3 2016, up from 162 in Q2 2016.
  • Funds reported $1.19B of PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund stock for Q3 2016, down 12% quarter-over-quarter.
  • 18 funds opened new PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund positions in Q3 2016 and 13 closed out, a net change of +5 holders.
  • The largest PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund buyer in Q3 2016 was Credit Suisse, an estimated $47.1M added.
  • The largest PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund seller in Q3 2016 was Virtu KCG Holdings, an estimated $84M sold.

Based on aggregated 13F filings for Q3 2016.