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Northern Trust High Yield Value-Scored Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
RPC
26
Rossmore Private Capital
Connecticut
$1.05M +$422K +10,200 +61%
FA
27
Fiducient Advisors
Illinois
$842K -$97.3K -2,351 -10%
Bank of America
28
Bank of America
North Carolina
$782K -$73.1K -1,768 -8%
SFS
29
Sowell Financial Services
Arkansas
$774K +$819K +19,797 New
CRI
30
Colonial River Investments
Virginia
$766K +$229K +5,541 +39%
SWRP
31
Summit Wealth & Retirement Planning
California
$714K -$10.3K -250 -1%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$577K +$50.2K +1,213 +9%
IIC
33
Ironwood Investment Counsel
Arizona
$566K -$62.1K -1,500 -9%
SWA
34
Stratos Wealth Advisors
Ohio
$518K -$124K -3,005 -18%
SPC
35
Sigma Planning Corp
Michigan
$501K +$24.1K +582 +5%
3LCM
36
3D/L Capital Management
Connecticut
$491K +$20K +484 +4%
IFWM
37
Institute for Wealth Management
Colorado
$483K -$97.1K -2,348 -16%
VWA
38
Visionary Wealth Advisors
Illinois
$483K +$127K +3,064 +33%
NW
39
NewEdge Wealth
Pennsylvania
$415K +$101K +2,451 +30%
Cetera Investment Advisers
40
Cetera Investment Advisers
Illinois
$398K +$118K +2,848 +39%
RIA
41
Regal Investment Advisors
Michigan
$387K +$9.22K +223 +2%
CFAM
42
Coury Firm Asset Management
Pennsylvania
$320K
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$315K -$20.7K -500 -6%
Thrivent Financial for Lutherans
44
Thrivent Financial for Lutherans
Minnesota
$204K +$215K +5,190 New
Citigroup
45
Citigroup
New York
$198K +$209K +5,059 New
National Bank of Canada
46
National Bank of Canada
Quebec, Canada
$176K +$11K +265 +6%
CFO
47
CVA Family Office
Colorado
$162K +$171K +4,135 New
ACM
48
Absolute Capital Management
Pennsylvania
$103K +$108K +2,622 New
Rockefeller Capital Management
49
Rockefeller Capital Management
New York
$88K +$1.7K +41 +2%
RCM
50
Rain Capital Management
Oregon
$83K +$88.3K +2,135 New