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HTGY.CL

Hercules Capital, Inc.

Delisted

HTGY.CL was delisted on the 23rd of February, 2017.

2 hedge funds and large institutions have $1.2M invested in Hercules Capital, Inc. in 2015 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 1 increasing their positions, reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding

Funds holding: 12 (+1)

36% more capital invested

Capital invested by funds: $885K → $1.2M (+$315K)

Holders
2
Holders Change
+1
Holders Change %
+100%
% of All Funds
0.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
1
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$885K +$5.13K +200 +0.6%
KIA
2
KCM Investment Advisors
California
$315K +$317K +12,350 New

HTGY.CL Hedge Fund Activity: Q1 2015 in Review

2 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital, Inc. (HTGY.CL) for Q1 2015, worth a combined $1.2M — up 36% from $885K a quarter earlier.

Buyers outnumbered sellers: 1 fund opened new HTGY.CL positions and 0 closed out — a net gain of 1 holder — while 1 added to existing stakes and 0 trimmed.

The largest buyer was KCM Investment Advisors, opening a new position worth an estimated $317K.

  • 2 institutional investors held Hercules Capital, Inc. (HTGY.CL) as of Q1 2015, up from 1 in Q4 2014.
  • Funds reported $1.2M of Hercules Capital, Inc. stock for Q1 2015, up 36% quarter-over-quarter.
  • 1 fund opened new Hercules Capital, Inc. positions in Q1 2015 and 0 closed out, a net change of +1 holder.
  • The largest Hercules Capital, Inc. buyer in Q1 2015 was KCM Investment Advisors, an estimated $317K added.

Based on aggregated 13F filings for Q1 2015.