Janney Montgomery Scott’s Hercules Capital, Inc. HTGY.CL Stock Holding History

Janney Montgomery Scott’s Portfolio HTGY.CL Stock Details HTGY.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-34,700	Closed	-$885K	–	2269
2015 Q1	$885K	Buy	34,700 +200	+0.6%	+$5.13K	0.02%	961
2014 Q4	$885K	Buy	34,500 +300	+0.9%	+$7.73K	0.02%	935
2014 Q3	$868K	Hold	34,200	–	–	0.02%	914
2014 Q2	$895K	Buy	+34,200	New	+$885K	0.02%	885
2014 Q1	–	Sell	-28,500	Closed	-$724K	–	2154
2013 Q4	$724K	Buy	28,500 +1,000	+4%	+$25.6K	0.02%	869
2013 Q3	$703K	Buy	27,500 +400	+1%	+$10.3K	0.02%	808
2013 Q2	$705K	Buy	+27,100	New	+$708K	0.07%	316

Other funds holding HTGY.CL

KIA

KCM Investment Advisors Greenbrae, California $3.01B AUM 21.97% 1-Year Est. Return

Janney Montgomery Scott's HTGY.CL Position: Q2 2015 in Review

Janney Montgomery Scott sold out of Hercules Capital, Inc. (HTGY.CL) in Q2 2015, closing a stake of 34,700 shares — an estimated $885K sold.

Janney Montgomery Scott first reported a position in HTGY.CL in Q2 2013 and held it in 7 quarters. The position peaked at $895K in Q2 2014. 1 fund tracked by Wall St. Rank holds HTGY.CL as of Q2 2015.

Janney Montgomery Scott reported no remaining Hercules Capital, Inc. position as of Q2 2015 after selling out during the quarter.
Janney Montgomery Scott sold 34,700 Hercules Capital, Inc. shares in Q2 2015, an estimated $885K.
Janney Montgomery Scott first reported a position in Hercules Capital, Inc. in Q2 2013 and held it in 7 quarters.
Janney Montgomery Scott's Hercules Capital, Inc. position peaked at $895K in Q2 2014.
1 fund tracked by Wall St. Rank held Hercules Capital, Inc. as of Q2 2015.

Based on Janney Montgomery Scott's 13F filing for Q2 2015, filed 4 Aug 2015.