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HTBK

Heritage Commerce
HTBK

Delisted

HTBK was delisted on the 17th of April, 2026.

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131 hedge funds and large institutions have $537M invested in Heritage Commerce in 2019 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 63 increasing their positions, 23 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

174% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 23

31% more capital invested

Capital invested by funds: $410M → $537M (+$127M)

16% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 19

2% more funds holding

Funds holding: 129 → 131 (+2)

9.61% less ownership

Funds ownership: 80.21% → 70.59% (-9.6%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1K

Holders
131
Holders Change
+2
Holders Change %
+1.55%
% of All Funds
2.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
63
Reduced
23
Closed
19
Calls
–
Puts
$1K
Net Calls
-$1K
Net Calls Change
-$1.99M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$13.6M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$13.2M
3
ECA
Endeavour Capital Advisors
Connecticut
+$10.1M
4
FCM
FJ Capital Management
Virginia
+$8.9M
5
AllianceBernstein
AllianceBernstein
Tennessee
+$6.89M

Top Sellers

Rank Fund Capital Flow
1
Allianz Asset Management
Allianz Asset Management
Germany
-$5.29M
2
Morgan Stanley
Morgan Stanley
New York
-$5.05M
3
Goldman Sachs
Goldman Sachs
New York
-$3.69M
4
Renaissance Technologies
Renaissance Technologies
New York
-$3.48M
5
KCM
Kennedy Capital Management
Missouri
-$1.99M
Name Holding Trade Value Shares
Change 		Change in
Stake
WT
101
Whittier Trust
California
$207K +$197K +16,148 New
MPW
102
Monterey Private Wealth
California
$201K +$191K +15,666 New
PCM
103
Palouse Capital Management
Washington
$197K -$58.7K -4,822 -24%
CG
104
Caprock Group
Idaho
$184K – – –
Connor, Clark & Lunn Investment Management (CC&L)
105
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$183K -$473K -38,825 -73%
ECM
106
ExodusPoint Capital Management
New York
$174K +$165K +13,540 New
SRAM
107
Stone Ridge Asset Management
New York
$164K – – –
MSR
108
Main Street Research
Connecticut
$158K +$150K +12,350 New
AIA
109
AIMZ Investment Advisors
California
$136K – – –
OIA
110
OneDigital Investment Advisors
Kansas
$130K +$1.17K +96 +1%
OWA
111
One Wealth Advisors
California
$129K – – –
Legal & General Group
112
Legal & General Group
United Kingdom
$119K +$12.5K +1,030 +12%
Royal Bank of Canada
113
Royal Bank of Canada
Ontario, Canada
$119K +$50.7K +4,165 +82%
LTFS
114
Ladenburg Thalmann Financial Services
Florida
$104K +$9.79K +804 +11%
PAM
115
Panagora Asset Management
Massachusetts
$87K -$647K -53,144 -89%
BNP Paribas Financial Markets
116
BNP Paribas Financial Markets
France
$82.2K -$377 -31 -0.5%
AIM
117
Aigen Investment Management
New York
$81K +$76.6K +6,296 New
AG
118
Advisor Group
Arizona
$61K – – –
Canada Life
119
Canada Life
Manitoba, Canada
$61K +$58.1K +4,774 New
AIP
120
Ameritas Investment Partners
Nebraska
$60K +$18.6K +1,526 +48%
RA
121
Royce & Associates
New York
$47K -$2.51K -206 -5%
Zurich Cantonal Bank
122
Zurich Cantonal Bank
Switzerland
$38K – – –
GAM
123
Gemmer Asset Management
California
$23K – – –
FGAM
124
Financial Gravity Asset Management
Texas
$13K – – –
Federated Hermes
125
Federated Hermes
Pennsylvania
$12K -$791 -65 -6%
2 3 4
5
6

HTBK Hedge Fund Activity: Q4 2019 in Review

131 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Heritage Commerce (HTBK) for Q4 2019, worth a combined $537M — up 31% from $410M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new HTBK positions and 19 closed out — a net gain of 3 holders — while 63 added to existing stakes and 23 trimmed.

The largest buyer was BlackRock, adding an estimated $13.6M. The largest seller was Allianz Asset Management, cutting an estimated $5.29M.

  • 131 institutional investors held Heritage Commerce (HTBK) as of Q4 2019, up from 129 in Q3 2019.
  • Funds reported $537M of Heritage Commerce stock for Q4 2019, up 31% quarter-over-quarter.
  • 22 funds opened new Heritage Commerce positions in Q4 2019 and 19 closed out, a net change of +3 holders.
  • The largest Heritage Commerce buyer in Q4 2019 was BlackRock, an estimated $13.6M added.
  • The largest Heritage Commerce seller in Q4 2019 was Allianz Asset Management, an estimated $5.29M sold.

Based on aggregated 13F filings for Q4 2019.